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" Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... "
Wisconsin Session Laws - Página 135
por Wisconsin - 1969
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Trade Promotion Series

1941 - 1450 páginas
...its securities exclusively, for subscription or In exchange for the securities held by them, where no commission or other remuneration is paid or given directly or indirectly to others in connection with such transaction; (6) To existing holders of Its securities or to other...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

1931 - 282 páginas
...capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock. (e) The sale, transfer,...
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Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before ...

United States. Congress. Senate. District of Columbia - 1931 - 118 páginas
...capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock. (e) The sale, transfer,...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 páginas
...of a corporation sold or distributed by it exclusively among its own stockholders or assigns, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock; or the distribution of...
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Securities Act ,hearings Before ...,73-1, on S. 875 ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 páginas
...capital stock of a crrporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock; or the issuance of securities...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...of a corporation sold or distributed by it exc,usively among its own stockholders or assigns, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock; or the distribution of...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...of a corporation sold or distributed by it exc,usively among its own stockholders or assigns, where no commission or other remuneration is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock; or the distribution of...
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Utility Corporations: Letters from the Chairman of the Federal ..., Tema 69

United States. Federal Trade Commission - 1934 - 938 páginas
...capital stock of a corporation sold or distributed by It among its own stockholders exclusively, where no commission or other remuneration Is paid or given directly or indirectly in connection with the sale or distribution of such increased capital stock. (e) The sale, transfer,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly. or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona nde outstanding securities,...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...Columbia; (9) Any security exchanged by the issuer with its existing security holders exclusively where gnment and when recorded in the Patent Office the record shall be prima facie evidence of such exchange; (10) Any security which is issued in exchange for one or more bona fide outstanding...
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