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17 CFR-Continued 39 (40+) FR Chapter II-Continued

Page 200.800 Revised...........

71010 200.80d Revised..

71010 210 Interpretation......

43198 210.1-02 (t) revised.....

17931 210.3-16 (r) added......

43198 (s) added.................

71012 210.4-02 (a)(3) and (e) added... 15260 210.4-07 Removed.......

15260 210.5-02 Amended............ 17931, 43622 211 Interpretative releases...14588,

31894, 36578 Interpretative releases...... +2678, 6483 230.134 (a)(3)(iii) revised. 39869 230.144 (a)(3) revised........... †6488 230.146 Added.....

15266 230.240 Added..... 231 Interpretative releases....... 14588,

26719, 26720, 27556, 28520,

31894, 36578 Interpretative releases..... †1695,

2678, 6483 239.11 Form S-1 amended........... 17931 239.16b Form S-8 amended......... 17935 239.18 Form S-11 amended......... 17937 239.22 Form S-9 amended.. 17936

Form S-9 corrected............ .24360 239.26 Form S-7 amended........... 17934 239.240 Added..............

... †6487

17 CFR Continued

40 (41A) FR Chapter 1-Continued

Page Revised........

30107 1.14 Heading revised; (a) amend

ed; (b) redesignated (c);
(a)(3), (4), and (5) and new (b)
added.....

20616 1.39 (a) corrected..

A4256 1.41 Revised..

29085 1.52 Added....

17408 1.53 Added..

30108 2 Added....

49552 10 Added.

A2511 12 Added.

A3999 15 Revised..

A3206 15.02 Revised..

23995 15.03 Revised..

23995 16 Revised..

A3207 17 Revised.....

A3207 17.04 Added..

... 29795 Removed.....

.41117 17.05 Added..

.29795 Removed..

.41117 18 Revised..

A3208 18.03 Revised..

23995 18.07 Added..

.29795 Revised.....

41117 19 Revised..

... A3209 20 Revised..

A3210 21 Revised...

Δ3210 30 Added.. Revised.....

43211 50 Removed......

A3211 100 Revised.....

A3211 140 Revised.

A3211 146 Added..........

.41058 Republished..

Δ3212 150 Revised... 150.1 (c) revised...

15087 150.2 (c) revised...

15087 150.3 (c).................

15087 150.4 (c) revised.....

15087 150.5 (c) revised..

15087 150.10. (c) revised............

15087 150.11 (c) revised.......

15087 Chapter II 200 Authority citation correct

ed............ 200.200 Revised...

41740 200.30-1 (d)(4) revised................ 22129 (a)(8) added......

50711 (d)(3)(i) and (ii) revised;

(d)(3)(iii) removed......... 54774 200.30-3 (a)(12) added............ 26506 (a)(3)(i) revised; (a)(3)(ii) re

moved; new (a)(3)(ii) redesig-
nated from (a)(3)(iii)............

...27441

......... 76488

.... 26505

... A3215

..... A3192

1975-1976 (Regulations published from April 1,

1975 through March 31, 1976) 17 CFR

40 (41A) FR

Page Chapter I Chapter heading revised......... 17406 Nomenclature change..... 0.0-0.28 (Subpart A) Removed....

A2511 0.50-0.72 Removed....

.A2511 0.78–0.96 Removed.........

A2511 1 Technical correction..... 18776, 23278 Revised.....

.A3194 1.3 (aa) added.

.20616 (z) revised..........

48689 (y) corrected..

A4255 1.10a Added...

.17407 1.10b Added..

... 20616 Revised......

30107 1.100 Added.

20616 1.100 Added...

20616 1.11 Amended...........

... 17008 .....55836 ...55836

20616

NOTE: Symbol (†) refers to 1975 page numbers.
NOTE: Symbol (A) refers to 1976 page numbers.

53-047 0-85-430

.... 55836

.... 48359

....55834

17 CFR-Continued 40 (41A) FR Chapter II-Continued

Page 210.5A-01-210.5A-02

Undesignated center heading
revised.........

55835 210.5A0-01 Revised....... 210.5A-02 Revised....... 210.5A-03-210.5A0-07

Removed............. 210.6-03 Amended...

.59341 210.6-22 Amended...

..59341 210.7-01-210.7-06 Revised.. .55831 210.7a-03 Amended.......... 59341 210.9-05 (e), (f), and (g) added.... 58851 210.11A-01 Revised.....

.46111 210.12-01 Revised.......

.55836 210.12-06 Amended.....

.55836 210.12-06A Removed..

55836 210.12-07 Amended.................

...55836 210.12-08 Amended............. 210.12-16 Amended......

48360 210.12-17 Removed....... 210.12-23–210.12-26 Removed... 55834 210.12-28 Removed.....

55834 210.12-29 Revised.. 210.12-30 Removed............... 55834 211 Interpretative releases......... 27441,

53557, 59342 Interpretative release....... A3733

3736, 4817, 7940, 13600 230.134 (a)(3)(iii) revised.. 230.144 (e)(1)(i) revised...... 44541 230.146 (c) introductory text,

(c)(3), (e)(1)(ii)(b), (e)(3) note,
(f)(1), (3), and (4), (g)(1) and

(g)(2) note revised.....................21710 230.310 (a) revised............ A1272 230.492 Revised; eff. 4-30-76.....A12010 231 Interpretative releases......... 21712,

27441, 54241 Technical correction......... 24896 239.12 Form S-2 amended........... 55836 239.13 Form S-3 amended. 55836 239.90 Form 1-A amended..........55837 239.144 (c) added.........

.55319

........

17 CFR Continued 40 (41A) FR Chapter II-Continued

Page (a)(8) revised........

48949 (a)(13) added......

40512 (a)(14) added......

49776 (a)(15) added..

51183 (a)(16) added..

.58132 Introductory text and (a)(5) revised.........

.59712 Corrected..

A5275 (a)(17) added...

A7940 (a)(18) added........

A13595 200.30-4 (a)(2) revised; (a) (3) and (4) added.........

.14748 200.30-5 (b)(1) revised; (b)(2) amended............

.27441 200.30-7 (b) redesignated as (c);

new (b) added................ 46107 200.30-11 (a)(1)(i) revised;

(a)(1)(ii) removed; new (a)(1)
(ii) and (iii) redesignated

from (a)(1) (iii) and (iv)........... 27441 (b)(1) revised; (b)(2) amended....27441 (a)(2) added....

49776 (a)(3) added..

51183 Revised.............

A1740 200.30-12 Added...........

16052 200.80 (b)(3)(i) amended.............54774 (c)(1) and (d) (2), (5), and (6) (i)

and (ii) amended............. 57449 200.301–200.311 (Subpart H) Added..............

44068 200.312 Added.......

44073 201.1 Revised........

4286 201.14 (b)(3) revised.....

49865 201.25 (a) amended...

54774 201.26 (b)(5) added...

.54774 201.27 Added........

42186 210.1-02 (h) through (x) redes

ignated as (i) through (y);
new (h) added.............

55835 210.2-02 (e) added.

46111 210.3-16 (t) added...

46111 (0)(1) amended............

48359 (0) and (q) (1), (2), and (4) (i) and (iv) revised...

.59340 210.3-17 Added........

A13599 210.4-02 (e) revised...

33033 210.4-09 Removed......

55835 210.5-01 (a)(1) removed; (a) (2)

through (9) redesignated as
(a) (1) through (8); (c)
added.........

55835 210.5-02 Amended.. ......... 48359, 59340 210.5-03 Amended... 210.5-04 Amended.......

.48359

....55834

.......... 27443

1976-1977 (Regulations published from April 1,

1976 through March 31, 1977) 17 CFR

41 (42*) FR

Page Chapter I 0 Removed..........

..........17537

...48359

NOTE: Symbol (A) refers to 1976 page numbers.

Note: Symbol (*) refers to 1977 page numbers.

.... 16290

17 CFR-Continued 41 (42*) FR Chapter 1-Continued

Page 1.3 (p) text designated as (p) (1);

(p)(2) added................... 44565, 51814 1.10b Text designated as (a); (b) added...........

38765 1.11 Revised..........

28947 1.17 (a) and (b) revised; (c)(9) added......

44565, 51814 1.35 (e) revised; (g) and (h)

added; eff. 6-13-77................ 56143 Comment time extended....... .*4120 1.41 (e) revised......

28260 Revised.............

40098 1.41a Added..

40100 1.42 Revised.

48112 (b) revised...

*12375 1.60 Added.....

*2629 10.4 Amended..

28260 10.10 Revised............

*13700 10.12 (d) amended.......

28260 10.102 (e)(1) and (2) amended..... 18071 (e)(3) revised.............

19932 11 Added........

29799 12 Authority citation revised...... 30587 12.4 Amended............

28260 12.9 Revised...

*13701 12.27 Revised..

30587 12.51 Amended...

28260 12.61-12.67 (Subpart E) Heading revised...........

*16114 12.61 Revised....

.*16114 12.67 Added..

*16114 12.72 Revised..

.*16115 13 Added......

.17537 14 Added....

28472 15.00 (b) revised......

.48112 15.01 (c) and (d) revised............ 48112 15.03 Revised......

48112 Revised...........

*12375 17.03 Revised..

.48112, *12375 30.01 Removed.

.44566, 51814 32 Added................ ..... 44566, 51814 32.6 Effective date corrected.......53475 140 Technical correction............ *15902 140.1 Revised.....

28260 140.2 (b) amended...

28260 (a) and (c) amended............. 46435 140.10—140.11 (Subpart B) Added....

28474 140.735-1-140.735-16 (Subpart C) Added............

27511 Authority citation added.......... *15902 140.735-3(b)(3) amended.. ...*15902 140.735–10 (c) amended.............. *15902

17 CFR-Continued

41 (42*) FR Chapter 1-Continued

Page 140.735-12 (a) and (g) amended....

*15902 145 Added............. 145.6 Introductory text revised.............

46436 146.3 (a) amended.

28260 146.4 (b) amended..

28260 146.5 (f) amended...

28261 146.6 (d) amended..

... 28261 146.8 (a) amended; (d) revised..... 28261 146.9 (c) revised.........

28261 146.11 (b) amended..

28261 146 Appendix A amended......... 28261 147 Added......

*13704 150.1 (e) revised.

35060 150.12 Added..

35060 155 Added; eff. 2-14-77.................56142 Comment time extended; effec

tive date extended to 3-16-
77............

*4120 180 Added.........

27523 180.1 Revised...

42942 Effective date postponed..... 42947 180.2 Effective date postponed... 42947 180.3 Added......

42946 (b)(4) revised....

*3433 180.4–180.6 Effective date postponed...........

42947 Chapter II 200 Technical corrections............ 17374 200.11 (b) revised................ .44696 200.13 Redesignated as 200.13a and revised.....

.55334 200.13a Redesignated from

200.13 and revised... 200.13b Added......

.55334 200.18 Revised..

29374 200.20b Revised.

29375 200.21 Amended....

.*14692 200.30-1 (b)(6) and (7) revised; (b)(8) added.......

20863 Revised...........

29375 (b)(8) corrected; (c) correctly designated.

.40461 (d)(9) added.........

*5040 200.30-3 (a)(19) added....... 18809 (a)(20) added........

.20579 (a)(21) added.....

... 20577 (a)(22) and (23) added..

32736 (a)(24) added........

53473 (a)(18)(iii) revised..... 200.30-5 Revised...

.29376 (h)(1) corrected...

40461 200.30-10 (a)(8) added....

... 21183 200.30-11 (a) (4) and (5) added....32736

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... 55334

...... *754

NOTE: Symbol (*) refers to 1977 page numbers.

[blocks in formation]

.... *14691

.... 23993

17 CFR—Continued 41 (42*) FR Chapter II-Continued

Page 200.40-200.42 (Subpart B) added............

.*14692 200.80 (b)(4)(ii) revised......... 53785 (b)(2), (3), (4) introductory

text, (7) and (8) revised;
(a)(1)(v) revised; (a)(1)(vi)
added..............

.*14693 200.80a Revised...

44696 Amended.............

.*14694 200.80e Revised....

31377 200.80f Added; eff. 7-1-77......... *16920 200.110 Revised......

*14690 200.111 Revised......

.*14690 200.112 Revised................ .*14691 200.113 (a) revised; (b) amended............

.*14691 200.114 (a) and (c) amended; (b)

revised............... 200.303 (a)(2) amended..

44698 200.310 Amended...........

44699 200.400-200.410 (Subpart I) added.......

.*14693 201.23 (b) revised................. .21184 201.24 Revised; eff. 7-1-77......... *16923 202.3 Revised.......

44699 202.7 Revised..

44699 202.8 Added..........

18290 210.2-02 (c) revised...

35479 210.3-16 (s) revised..

32737 (t)(1)(i) revised; (t)(1)(ii) amended..........

42646 210.3-17 (g) added...

54922 210.5-02 Amended...

.35479 210.12-08 Footnote 3 revised... 211 Interpretative releases......... 15839,

26083, 26679, 35163, 39006,

50815 Interpretative releases..... *2058, 8139,

13821 230.144 (e)(1)(i) revised................ 24702 230.424 (b) and (c) revised; (e) added.........

.*12880 230.429 (b) revised..

.12880 230.457 (g) revised..

... 30272 230.472 (d)(2) amended; eff. 7-177................

*16923 231 Interpretative releases... 17374,

21764, 39010, 39013, 43398,

46851, 56306 239.11 Form S-1 amended...21635,

21765 Form amended; eff. 8-31-77..... *12349 239.12 Form S-2 amended........... 21635 239.16b Form S-8 revised.............52665

........

............

....35479

1977-1978 (Regulations published from April 1,

1977 through March 31, 1978) 17 CFR

42 (431) FR

Page Chapter I 1.3 (z) revised.....

42750 1.8 Removed....

23993 1.9 Revised....

23993 1.10 (a) revised.

23993 1.10a Added........ 1.10b Revised.

22993 1.100 Revised...

23993 1.100 Revised..

23994 1.14 Revised...

23994 Form 3-R revised..

†1325 1.47 Added....

42751 1.48 Revised..

42752 15.03 (a) Revised.........

25485 32.3 (b)(1)(ii) amended...

61831 140.71 Added......

39038 (a)(2) corrected..

19143 147.3 (b)(5)(ii) correctly designated..............

42851 155.2 (c) and (e) interpretations.......

35004 Chapter II 200.1 (b) revised...

.t13375 200.13 Added......

.†13375 200.15 Revised..

†13375 200.17 Revised....

†13375 200.19a Introductory text revised..........

13376 200.20 Revised........

13376 200.21 Revised..

†13376 200.23 Amended..

†13376 200.24a Added...... 200.25 Revised.

†13377 200.26 Revised............

†13377

.... †13376 17 CFR-Continued

Note: Symbol (*) refers to 1977 page numbers.

Note: Symbol (1) refers to 1978 page numbers.

42 (43+) FR Chapter II-Continued

Page 200.26a Revised..........

+13377 200.30-1 (d)(10) added............ 62128 (d)(7) revised..............

+4254 (e) and (g)(2) revised............. †13377 200.30-2 (a)(1)(xii) through

(xxii) and (7) revised; (a)(1)
(xxiii) added............

713377 200.30-3 (a)(25) added.. ..30835 (a)(4) revised......

36250 (a)(26) added..

40903 (a)(27) added............

†11981 (a)(4) revised; (a)(6) removed;

(a)(7) through (a)(27) redesig-
nated as (a)(6) through
(a)(26)..........

+13377 200.30-5 (6-1) added... ......... †755 (b-1) corrected.......

.†3258 (a)(6) revised..........

+3557 200.30-6 (a)(4) added.....

54531 200.30-7 (a) (7), (8), and (9), (b) and (c) revised.........

+13377 200.30-8 Introductory text and

(a)(1) introductory text, (2)
and (3) revised........

713378 200.30-10 (a) (7) and (8) revised; (b) added.................

†13378 200.30-11 (d) redesignated as

(e); new (d) added............ 56727 200.30-12 Revised.......

†13378 200.80 (c) (1) and (2); (d)(2),

(6)(ii), and (9)(ii) revised......... 40189 (c)(1)(ii) corrected.....

... 44807 (e)(4) revised.........

56727 200.308 (a)(2) and (b)(1) revised.... ........

40190 200.309 (e)(2) amended............. 40190 200.310 Amended.......

40190 Revised...........

56727 200.735-4 (b)(5) revised; (b)(7) added............

30834 203.7 (a) revised.....

.37809 210.3-16 (t)(1)(i)(C)(v)(a)

amended; (t)(6) added... .27880 (q) revised.....

.44809 210.3-17 (c) CFR correction.. 54935 210.5-02 Amended............ .46513 CFR correction.........

.54935 210.5-04 Schedule I revised......... 46513 210.6-03 CFR correction........ 54935 210.9-05 (a) CFR correction. 54935 210.11-02 CFR correction....... 210.12-02 Revised.............. 46513, 51569 Amended...........

†1063

17 CFR-Continued

42 (430) FR Chapter II-Continued

Page 210.12-08 Footnote 3, CFR correction.........

54935 210.12-12 Footnote 1, CFR correction........

54935 210.12-33 Footnote 5, CFR correction.........

54935 211 Interpretative releases... 28999,

33282, 42310, 44807, 44983,

49445, 57456, 64304, 65142 Interpretative releases... †2870, 4972,

9599 229 Added..............

65561 Heading revised.....

†9603 229.20 Item 1(b)(2) revised.......... †9603 230.132 Added..........

†2392 230.146 (i) added; Eff. 5-3-78..... †10550 230.264 Added.........

54531 230.458 Removed............. .35829 231 Interpretative releases. 22139,

42196, 43058, 45291, 46047, 51570 Interpretative releases... +3352, 6060,

9599 239.11 Effective date note

added; CFR correction............. 40900 Form S-1 effective date stayed to 4-30-78..............

.41406 Form S-1 amended.......... 65565, 65566 239.16b Form S-8 amended......... 65566 239.18 Effective date note

added; CFR correction.............40900 Form S-11 effective date stayed to 4-30-78...........

41406 239.26 Amended..

22140 Form S-7 amended...

65566 239.146 Added: eff. 5-3-78..........+10550

33282,

[blocks in formation]

Chapter I
1 Forms 3-R, 7-R, and 8-R; in-
struction revised............

19648 Form 1-FR revised.....

A13439 1.3 (ee) and (ff) added...

39967 1.10 Revised...

39967 1.10e Added..

59341 1.12 Added...

39969 1.16 Added.

39970 1.17 Revised..

........54935

39972

NOTE: Symbol (†) refers to 1978 page numbers.

NOTE: Symbol (A) refers to 1979 page numbers.

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