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.... 43706

17 CFR-Continued 43 (44A) FR

Page Chapter 1Continued 1.18 (b) revised; (c) removed........39981 1.33 Revised..........

31889 Revised......

.A1924 1.33a Removed....

31890 1.50 Revised...

17814 1.52 Added; effective in part 131-79 and 6-30-79........

........ 39981 1.55 Added...

31890 1.71 Added..

32293 (a) revised..

.36897 Removed..........

A1924 4 Added......

A1924 4.21 (a) introductory text,

(4)(i)(C), and (ii) corrected..... 43706 4.22 (a) and (b) introductory

texts corrected..... 4.31 (c) corrected...

A3706 8 Added....

41962 9 Added..........

59350 11.2 Existing text designated as (a); (b) added.......

53348 12.3 (0) and (q) amended..... A12027 12.21 Introductory text amended..........

A12027 12.31 Amended.....

A12027 12.71 (a) amended...

412027 15.00 (b) (2) revised.

45827 15.01 (d) revised....

.45827 15.02 Revised.......

45827 15.03 Revised...

45828 (a) revised......

A18169 17.01 (b) revised..

60149 18.04 Revised.......

60149 18.06 Revised......

37431 19 Revised...

45828 30 Authority citation revised...... 47722 30.03 Removed..........

.58554 31 Added...

.56887 31.03 Added..........

58554 32 Authority citation revised...... 54227 32.4 (a) revised.........

54226 (a) restored to prior status......... 59354 32.5 (a)(1)(ii) revised; (c) amended..........

54226 (a)(1)(ii) and (c) restored to prior status............

59354 32.6 (a) revised........

54226 (a) restored to prior status..... 59354 32.11 Added.......

16161 32.12 Added......

.23707 (a)(1) revised.........

.47492 (a)(6) revised; (b)(1) amended;

(f), (g), (h), and (i) added.........52470

17 CFR Continued

43 (44A) FR Chapter I-Continued

Page (a) introductory text and (1)

and (c) revised; (a)(3) amend-
ed; (a)(9) through (11) added;
(d) removed.............

.54226 (a)(9), (10), and (11) removed;

(a) introductory text, (1), and
(3), and (c) restored to prior
status......

59354 140.2 Revised...

21659 140.12 Added..

... 43452 140.13 Added..

50167 140.81 Added..

20971 140.91 Added..........

A13460 145.5 (d)(1)(i) revised......... A13458 145.6 Revised..............

21659 147.3 (b)(4)(i)(A) revised........... A13458 150 Revised....

A7127 166 Added..........

31890 166.2 (a) revised......

44466 Chapter II 200.30-3 (a)(27) correctly added...........

50422, 57596 200.30-4 (a)(5) added............ 36621 (a)(5) authority citation correctly added.....

.A18169 200.30-6 (c) revised.....

15417 200.30-13 Added........

A3473 200.80 (c)(1)(i) revised; (c)(1)(ii)

amended; (c)(1)(iii) added....... 45991 200.735-8 (e) added....

36900 201.4 (a) revised......

.38575 201.6 (b) amended...

28999 (f) added............

52217 210 Heading revised; eff. 12-2579............

40712 210.1-01 (c) added; eff. 12-2579....

40712 210.3-17 Introductory text

amended; eff. 12-25-79.......... 40712 210.3-18 Added; eff. 12-25-79...... 40712 Revised..........

60405 (i) revised; eff. 12-25-79.............. 60417 210.5-01 (a)(7) revised; (b) re

moved; (c) redesignated as
(b)..........

.41024 210.9-01 Revised......

.41024 210.9-02 Revised.........

.41024 Footnote 4 correctly designated as footnote 1..........

43709 Corrected....

A3960 210.9-03 Revised.........

41026 Footnote 5 correctly designated as footnote 2.........

43709 210.9-04 Revised..

.41027 210.9-05 Revised.........

..41027

NOTE: Symbol (A) refers to 1979 page numbers.

17 CFR-Continued 43 (444) FR Chapter II—Continued

Page Form N-1 amended; eff. 5-179....

.47868 239.16b Revised....

21661 Form S-8 amended.......... 33905, 54234 Form S-8 amended; eff. 5-179.............

.........A11214 Corrected............

A11214 239.18 Form S-11 amended...18500,

34412 239.23 Revised............

21662 239.26 Revised.....

21662 239.27 Heading revised; Form S

16 amended... Revised..........

21662 Form S-16 amended.......

A8247 239.144 Heading, (a), (b) and

Form 144 revised......... .54231

......... 16677

17 CFR Continued

43 (444) FR Chapter II-Continued

Page Footnote 6 correctly designated as footnote 3...........

43709 210.12-01 Amended.....

.41028 210.12-02 Table footnote 2(b)

removed; footnote 2(a) redes

ignated as footnote 2................ 41028 211 Interpretative releases...29109,

29937, 36900, 40730, 50868,

52218, 54228, 55239, 58554 Interpretative releases...... A12163 229.20 Items 3 through 6 added.......

34407 Item 4 Head, (a), (b), and (c) revised............

58186 Item 2(a)(3) and (b) revised;

Item 2(a)(4) added............ 60423 230.134 (a)(3)(iii)(F) and (G) amended;

(a)(3)(iii)(H) added......

47495 230.144 (e)(1) and (2) and (f) revised..............

43711 (e) introductory text, (1), (2),

and (3) introductory text and
(ii) through (vi), (g)(3) notes
(ii) introductory text and (c),

and (h) revised................ 54230 (e)(2) revised; (j) added......... .A15612 230.145 (d) revised.............. .21661 230.146 (b)(2) and (e)(1)(ii)(c) revised............

41194 230.148 Added..... (b)(1) and (3) revised.

43711 (b)(1)(A) added........

A15612 230.155 Removed............... A15613 230.254 (a)(1)(i) revised................ 41385 230.257 Heading and introductory text revised......

41385 230.403 (d) added.......

A4665 230.429 (a) revised......

33905 231 Interpretative releases...18163,

20485, 47492, 53250, 57596 Interpretative releases technical correction.......

..52022 Interpretative releases........... A16368 239.11 Form S-1 amended...18500,

34412 Form S-1 amended; eff. 5-179..............

.A7868 239.14 Revised.........

39554 Determination.........

A4466 Form N-2 amended; eff. 5-179..........

..^7868 239.15 Revised.

39554 Determination.......

A4466

re

... 29250

.... 14449

... 65973

1979-1980 (Regulations published from April 1,

1979 through March 31, 1980) 17 CFR

44 (45) FR

Page Chapter I Chapter I Interpretation............... 50038 1.3 (y) introductory text

vised........... 1.10 (g) revised; (h) added........ .65972 (g) revised; (h) added; republic cation.........

*2022 1.11 Amended...

37202 1.12 (b) amended.............

amended; republication........... *2022 (a) introductory text and (e) re

vised; (a)(1) and (b) amended;
(f) redesignated as (g) and re-

vised; new (f) and (h) added.... *6539 1.13 Revised.......

37202 1.16 (c)(5) amended.....

65973 (c)(5) amended; republication.... *2022 1.18 (a) revised; (b) amended......65973 (a) revised; (b) amended; republication...........

*2023 1.35a-(T) Added..............

.71819 1.37 Existing text designated as (a); (b) added..............

25434 1.52 (a) amended...

65973 (a) amended; republication......... *2023 1.54 Revised......

.*2314 1 Appendix A added..

*14210 9.12 Added......

... 34936 10.3 (d) added.........

61327

Note: Symbol (A) refers to 1979 page numbers.

NOTE: Symbol (*) refers to 1980 page numbers.

....32366

... 33846

.... 65736

....35207

..... *2023

R-Continued 44 (45) FR er 1-Continued

Page (f), (g), (h), and (i) added... 33846 (b) table corrected.......... 32209 (c) added..........

25434 dded....

33846 Added..

25434 (h) added........... (a), (b), and (c) revised....... 33846 Added....

.55824 Added..

.33677 Added.. Added.

.72107 Revised...

*14021 i Added..

*20785 (d)(1)(i)(C) added................65974 1)(i)(C) added; republicaon............. (b)(1) revised.......

.... *3257 (b)(4)(i)(A)(3) added...........65974 4)(i)(A)(3) added; repubzhed..........

*2023 (e) removed..

71821 Added...

20651 9b Revised...

50834 1 (a) revised.....

... 50835 7 Amended....

21566 0-3 (d) redesignated as (e); ew (d) added..

22716 (28) added........ (29) added..

28318 (30) added.

29644 (31) added...

30681 (32) added..

46793 (33) added.

64070 (34) added...... (27) revised; eff. 4-5-80. ..... *12391 (35) added..........

*18914 30-4 (a)(6) added....

22716 (7) added......

50835 |(8) added...... (8) correctly designated..........*7781 30-5 (e)(3) through (6) added...

76774 )(1)(xxi) through (xxiv) redesignated as (a)(1)(xxii) through (xxv); new (a)(1)(xxi) added............. *8002 30-6 (a) through (e) redesignated as (b) through (f); new (a) added...........

21566 ) redesignated as (g); new (f) added........

22716 :), (f), and (g) redesignated as (f), (g), and (h); new (e) added........

76774

17 CFR-Continued 44 (45) FR Chapter 1-Continued

Page (e) through (h) correctly designated.....

. *7781 200.410 (a) revised............. 200.500-200.511. (Subpart J) Added..........

65737 200.550-200.554 (Subpart K) Added......

41176 200.735-8 (e) corrected; footnote

10 correctly designated as 11;
authority citation correctly
added...............

19186 201.20 (a)(1)(xii) and (xiii) re

vised; (a)(1)(xiv) added............ 41177 201.26 (a) and (b) revised............. 75383 201.27 Heading revised....... 201.28 Added............

.35207 202.3 (a) amended..

21567 202.5 (b) revised; (f) added...........50835 202.6 (b) revised; (c) added.......... 35208 203.2 Revised...

50835 210.3-16 (f)(1) revised.

.45612 Technical correction....... 49651 (r) revised......

65739 210.3-17 Note added.....

62889 210.3-18 (k)(6) (ii) and (iii) re

vised; (k)(6)(iv) removed;
(k)(6)(v) redesignated

as
(k)(9) and revised; (k) (7) and
(8) added......

57036 (k) introductory text revised......57038 210.4-01 Revised...

.19386 210.5-02 Amended...

.45612 210.5-04 (d) amended..

45613 210.7-03 Amended...

.45613 210.7-06 (d) amended..

45613 210.7a-03 Amended..... 210.7a-06 (d) amended.

45614 210.9-02 Amended....

.45614 Amended; eff. 12-15-80............. *15926 210.9-03 Amended; eff. 12-1580......

*15926 210.9-04 (f) revised; eff. 12-1580...............

*15926 210.9-05 Amended..... Amended.....

.*15926 210.11-01 Revised.............

..45614 211 Interpretative releases....

20075, 33062, 33847, 36156, 40640,

41178, 47537, 57039 Interpretative releases... *20, 1416,

14022 230.122 Revised.......

50836 230.134 (a)(3)(iii) amended.. 52818 230.144 (a)(3) revised........

*6367 (e)(1) revised; eff. 4-5-80.. *12391

...26067

... 70458

... 45613

....76774

.... 45614

TE: Symbol (*) refers to 1980 page numbers.

..... 64072

...52818

17 CFR Continued 44 (45*) FR Chapter 1-Continued

Page 230.148 (b)(1) revised; eff. 4-580..........

*12391 230.156 Added........... 230.175 Added..

.38814 230.242 Added............

*6367 230.255 (a) and (d) revised........... 33365 230.256 (a) introductory text revised; (i) added.......

33365 230.424 (a) revised.. 230.434b Revised........

70339 230.434d Added.....

.52818 230.436 (c) and (d) added.. .*1605 230.455 Revised..........

21567 230.463 (a) amended........... 21567 230.464 Added...

*13440 230.473 (d) added..

... *13440 230.475a Added..

*13440 230.477 Revised..........

.*13440 230.485 Introductory text revised..........

*13441 231 Interpretative releases.........21008,

21567, 26739, 43466, 21567, 26739, 43466, 46752, 56924,

61941, 70130, 74808 Interpretative releases...... *3258, 8962

Policy statement............. *17954, 21629 239.16b Form S-8 amended....... *13441 239.27 Form S-16 amended......... 70132 239.28 Added..............

21567 239.90 Form 1-A amended........ 33365 239.242 Added............

*6370

........... 34873

........... 80497

.......80491

17 CFR-Continued

45 (460) FR Chapter 1-Continued

Page 1.11 Removed; eff. 7-1-81............ 80491 1.12 (b) revised....

... 79422 1.13–1.15 Removed; eff. 7-181...........

80491 1.17 (a)(1), (b)(1), (c)(2)(i) and

(v), (3), (4)(v), (5)(viii) and
(ix), (e), (f)(1), (2)(i), (3) intro-
ductory text, (4), (h)(2)
(vi)(C), (vii) and (viii), (3)(ii),
(v), and (vi) revised; (c)(6) and
(g) removed........

.79422 1.31 (a) revised..

+22 1.35 (d), (e), and (g) revised......... 79757 1.41 Interpretation.....

(b) introductory text revised... 57118 1.41a (c) added...........

.57118 1 Appendix A redesignated as

Part 3 Appendix A........ 3 Added; eff. 7-1-81...........

Technical correction....... 82914, 84761 3.12 (b)(1) corrected........

82914 3 Appendix A redesignated from

Part 1 Appendix A................ 80497 7 Added.........

...51526 15.00 Heading and (a) revised;

introductory text removed......30429 (a)(2) corrected..

.31713 (b)(1) revised..............

.†15133 (b) revised; eff. 5-15-81............ †18529 15.03 Revised.........

#15133 (c) introductory text corrected.............

.†16255 15.05 Added..............

(a), (b), and (d) corrected............31713 16.00 (a) and (e) revised; eff. 515-81.............

. †18530 16.02 (c) and (d) revised; eff. 515-81..............

18530 17.00 (a) revised; eff. 5-15-81.... +18530 18.00 Introductory text, (a) and

(c) revised; (h)(2)(v) removed;
(h)(2)(vi) and (vii) redesignat-
ed as (h)(2)(v) and (vi); eff. 5-
15-81.............

18530 21.02 (b) revised; eff. 5-15-81.... †18530 140.61 Added....... 140.72 Added...... 140.735-7 (c)(3) and (j) revised;

(k) added..... 145 Nomenclature changes......... 26953 145.0 Added...............

.26953 145.2 Introductory text revised..............

26953

.......... 30429

1980–1981 (Regulations published from April 1,

1980 through March 31, 1981) 17 CFR

45 (467) FR

Page Chapter I Chapter I Interpretations.......... 54032 1 Form 1-FR amended............. 79425

Technical correction.............. 84761 1.3 (aa) revised; eff. 7-1-81...... 80491 1.7–1.9 Undesignated center

heading removed; eff. 7-1

81............ 1.7 Removed; eff. 7-1-81.............. 80491 1.9 Removed; eff. 7-1-81.............. 80491 1.10–1.18 Undesignated center

heading added; eff. 7-1-81.......80491 1.10 Heading revised; (a)(1) re

moved; eff. 7-1-81........... 1.10-1.10e Removed; eff. 7-181................

... 80491

..........57119 ........ 58515

...... 70442

.... 80491

..80491

NOTE: Symbol (*) refers to 1980 page numbers.

NOTE: Symbol (t) refers to 1981 page numbers.

.... 26954

...26954

....... 26955

.... 46352

17 CFR-Continued

45 (467) FR Chapter 1-Continued

Page 145.5 (c) revised..............

26953 145.6 Revised........

26953 145.7 (a), (b), and (c) revised; (f)

amended........... 145.9b (b) revised; (d) amend

ed.............. 146 Nomenclature change.. 26954 146.2 (c) revised.......

26954 146.5 (f) amended...

26954 146.9 (c) amended..

26955 146.11 (b) amended....

26955 146 Appendix A amended......... 26955 147.2 (f) amended; (g) added....... 26955 147.3 (b)(3) amended............ 26955 147.5 Nomenclature change........ 26955 147.6 Nomenclature change........ 26955 147.8 (a) and (b)(1) amended. 147.9 (b) amended...

26955 180.6 Revised.......

47137 Chapter II 200.21 (b) revised................ .†16255 200.21a Added...... 200.30-1 (d)(2)(i) and (5) revised...........

76976 (d)(8) revised.............

#10905 (c) through (g) redesignated as

(e) through (i); new (c) and
(d) added.......

†13507 200.30-5 (b) revised..

57702 (b-2) added..........

57707 Correctly designated..

67659 (C-1) added..........

†11811 200.30-8 (a)(4), (5), and (6) added.............

74905 200.80e Revised...

†7951 200.83 Added.... 200.735-1—200.735-18 (Subpart M) Revised.....

36064 200.735-3 (b)(6)(iii) and footnote 7 corrected..

40975 200.735-4 Footnote 11 and (b)

(6)(vi)(B) corrected............. 40975 200.735-6 Corrected......

40975 200.735-11 Footnote 25 corrected.......

40975 201.24 Revised.....

63658 210 Heading revised.....

.63687 210.1-01 (a) revised...

63687 (c) amended........

63680 210.1-02 (t) through (y) redesig

nated as (u) through (z); new
(t) added..........

.63668 210.2-02 (e) removed.............. 63668

17 CFR-Continued

45 (46+) FR Chapter II-Continued

Page 210.3-01-210.3-04

Redesignated as 210.4-01

through 210.4-04................... 63669 New 210.3-01-210.3-04 added... 63687 210.3-01 (f) revised.....

†12491 210.3-02 (b) revised............. 12491 210.3-05–210.3-10 Removed.......63669 New 210.3-05 through 210.3-10 added..............

63687 210.3-09 (a) revised............... 76977 210.3-11 Redesignated as 210.405.........

63669 New 210.3-11 added...

63687 210.3-12 Removed......

63669 New 210.3-12 added...

63687 (a) and (b) revised.........

†12491 210.3-13 Redesignated as 210.406...............

63669 New 210.3-13 added...

63687 210.3-14 Removed......

... 63669 New 210.3-14 added.......

63687 210.3-15-210.3-16

Redesignated as 210.4-07 and
210.4-08..........

...... 63669 New 210.3-15 and 210.3-16 added...........

63687 210.3-17 Redesignated as 210.4

09...... Redesignated from 210.10-01 and revised............

.†12489 210.3-18 (k) introductory text revised.........

27749 Redesignated as 210.4-10...........63669 210.3A-01-210.3A-08

Undesignated center heading
and text redesignated from

210.4-01 through 210.4-08....... 63687 210.4-01-210.4-04

Undesignated center heading
and text redesignated as
210.3A-01 through 210.3A-
04.............

63687 New 210.4-01-210.4-04 redesig

nated from 210.3-01 through

210.3-04 and revised............... 63669 210.4-05 Redesignated

as 210.3A-05...............

63687 New 210.4-05 redesignated

from 210.3-11 and revised...... 63669 210.4-06 Redesignated

as 210.3A-06.................

..... 63687 New 210.4-06 redesignated

from 210.3-13 and revised....... 63669 210.4-07 Redesignated

as 210.3A-07...........

63687

... 63669

..... 62421

Note: Symbol () refers to 1981 page numbers.

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