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......63680

17 CFR-Continued 45 (46+) FR 17 CFR-Continued

*$*$** PR Chapter II-Continued

Page

Chapter II-Continued New 210.4-07 redesignated

New 210.12-08 redesignated from 210.3-15 and revised....... 63669 from 210.12-12......

63679 210.4-08 Redesignated

as

210.12-09 Removed........... 63678 210.3A-08..........

63687 New 210.12-09 redesignated New 210.4-08 redesignated

from 210.12-13 and heading from 210.3-16 and revised..... 63669 revised............

63679 210.4-09 Redesignated from 210.12-10 Revised.............. ..63679

210.3-17................. ...... 63669 210.12-11 Removed... 210.4-10 Redesignated from

New 210.12-11 redesignated 210.3-18

and
(k)(5)(vii)

from 210.12-16 and revised..... 63679 added.............

63669

210.12-12 Redesignated &s 210.5-01-210.5-04 Revised..........63671

210.12-08; new 210.12-12 re210.5-03 Amended......

..76977

designated from 210.12-19...... 63679 210.6-02 Introductory text,

210.12–13 Redesignated &S (c)(1), (e), and (k) amended.....63680

210.12-09; new 210.12-13 re210.6-03 Amended.......

designated from 210.12-21...... 63679 210.6-10 Revised..........

..63674

210.12-14 Removed....................63678 210.6-13 Revised..........

...63675

New 210.12-14 redesignated 210.6–21. Introductory

from 210.12-22.......

......... 63679 (c)(1), and (h) amended.......... 63680

210.12-15 removed...................... 63678 210.6-22 Amended.......

New 210.12-15 redesignated 210.6-24 Revised.........

..63675

from 210.12-27............ ........ 63679 210.6-31 Introductory text

210.12-16 Redesignated as amended.............

.63680

210.12-11; new 210.12-16 re210.6-34 Revised........

.63676

designated from 210.12-29...... 63679 210.7-02 (a) amended..

63680

210.12-17 Redesignated from 210.7-03 (a) amended..

63680
210.12-31..............

63679 210.7-04 Amended.......

210.12-18 Redesignated from 210.7-05 Amended.......

210.12-31a...........

63679 210.7-06 Revised.......

.63676

210.12-19 Redesignated as 210.7A-02 (a) amended............

210.12-12; new 210.12-19 re210.7A-03 (a) amended..

..63680

designated from 210.12-33...... 63679 210.7A-04 Amended.....

63680

210.12-20 Redesignated from 210.7A-05 Amended.....

... 63680
210.12-34........

63679 210.7A-06 Revised........

.63676

210.12-21 Redesignated as 210.9-01 (b)(1) and (2) revised.....63677

210.12-13; new 210.12-21 re(c) amended..........

63680

designated from 210.12-35...... 63679 210.9-02 Amended..... .63677, 63680

210.12-22 Redesignated 210.9-03 Amended.

210.12-14; new 210.12-22 re210.9-05 Revised..........

.63677

designated from 210.12-36...... 63679 210.10-01 Redesignated

210.12-23 Redesignated from 210.3-17 and revised; new 210.10-01 added.......

210.12-37....

63679 .†12489 210.11-01 Amended.....

210.12-24 Redesignated from
210.12-38............

63679 210.11-02 Amended......

.63680 210.11A-02 (a) amended..

210.12-25 Redesignated from

.63680 210.12-01 Revised........

210.12-39..............

63680 ..63678 210.12-02 Heading revised........... 63678

210.12-26 Redesignated from 210.12-03 Heading revised..

63680 63678

210.12-40...... 210.12-04 Revised.......

210.12-27 Redesignated as

.63678 210.12-05 Revised.......

210.12-15............

.63679 210.12-06 Amended..

.63679

New 210.12-27 redesignated 210.12-08 Removed.......

.63678

from 210.12-41......... .... 63680

210.12-28 Redesignated from NOTE: Symbol () refers to 1981 page numbers.

210.12-42..

63680

.... 63680 ....63680

....63680

..........

as

.......63680

as

...63680

.......

......

..... 63679

..... 63679

...57706

.... 63679

R-Continued

45 (467) FR r II-Continued

Page 29 Redesignated

as .12-16...........

63679 210.12-29 redesignated m 210.12-43....

63680 31 Redesignated

as \.12–17........ 31a Redesignated as 1.12-18...............

63679 -33 Redesignated

as 1.12-19..............

63679 -34 Redesignated

as ).12-20..............

63679 -35 Redesignated

as ).12-21....

.63679 -36 Redesignated

as ).12-22......

.63679 -37 Redesignated

as 0.12-23.......

63679 -38 Redesignated as 0.12-24.............. -39 Redesignated

as 0.12-25........

63680 -40 Redesignated

as 0.12-26.......

63680 :-41 Redesignated

as 0.12-27...........

63680 :-42 Redesignated

as 0.12-28........ 1-43 Redesignated as 0.12-29.....

63680 Interpretative releases.. .68388 rpretative releases... †11513,

12698, 15496 ) Item 7 added......

58825 n l amended........ n 7 amended.. .63641, 63658 ns 9, 10, and 11 amended.......63641 n 12 added.............

63680 ns 3, 5, 6, 7, and 9 amended... 76977 n 4 revised....

76991 n 7 amended...

†11953 ms 7 and 11 amended. .†12488 m 12 amended.......... †13990 44 (e)(2), (f), and (h) reised; (k) added..........

†12197 48 (b)(1) corrected...

29275 72 Removed......

.†19456 73 Removed.....

.†19456 75 (b) and (c)(3) revised.... †12492 rised...........

†13990 1) introductory text and i), (2), (c) introductory text ad (4) revised...........

†19457 12 (c) revised.........

17 CFR-Continued 45 (461) FR Chapter II—Continued

Page (a)(5)(v) revised.....

†13508 (h)(3) revised; eff. 4-24-81........ †18532

(a)(5)(ii) revised; eff. 4-27-81... †18950 230.252 (c), (d), and (e) revised;

(f) redesignated as (g) and re

vised; new (f) added......... . 13507 230.403 (e) added...

58828 230.411 (b) revised...........

.63659 230.434d (a) (4) and (5) revised; (a)(6) added....

67082 230.465 Added..... 231 Interpretative releases...47140,

61609, 63644, 63692, 72644 Interpretative releases... +3500, 8446,

16670 Policy statement............

49917 239.0-1 Revised........

.†17757 239.11 Form S-1 amended...58828,

63644, 63691, 76978 239.12 Form S-2 amended...58828,

63691 239.13 Form S-3 amended........... 63691

Removed; eff. 4-27-81......... †18949 239.15 Form N-1 amended...57707,

67082, 73906 239.16 Form S-6 amended........... 57707 239.16b Form S-8 amended...58828,

76978 239.18 Form S-11 amended...58829,

63645, 63691, 76979 239.23 Form S-14 amended......... 58829 239.26 Form S-7 amended...23652,

58828, 63645, 63691, 76979 239.27 Form S-16 amended...58829,

76979 239.28 Form S-18 amended...58829,

76979 Form S-18 amended.......... †11954 Form S-18 amended; eff. 4-2781.........

†18949 239.29 Added......

63654 239.242 (b) revised...

†18532 239.246 Added; interim......

.75183 Added.....

†18532 239.507–239.517 (Subpart C) Removed..........

17757

... 63680

....63641

1981-1982 (Regulations published from April 1,

1981 through March 31, 1982) 17 CFR

46 (47A) FR

Page Chapter I 1 Authority citation......... 54515

...........

...... 71776

Symbol (†) refers to 1981 page numbers.

...55925 ... 63035

.... 24940

...63035

....... 48917

..... 63035

17 CFR Continued

46 (47A) FR Chapter I-Continued

Page NOTE: Symbol (A) refers to 1982 page numbers. 1.3 (aa) effective date deferred to 7-1-82.................

24940 (d), (h), (n), (p), (r), (s), (x), (y)

introductory text, (2)(iii), (B),
(C), (v)(B) and (C), (bb), and
(cc) revised; (y)(2)(viii)
amended; (gg) through (kk)
added............

54515 (bb) corrected...........

55925 1.7-1.9 Undesignated center

heading removal effective de

ferred to 7-1-82................ 1.7 Removal effective date de

ferred to 7-1-82.................... 24940 Revised (to be removed 7-182)................

.... 48917 1.9 Removal effective date deferred to 7-1-82......

24940 Revised..........

48917 Redesignated as 3.2; eff. 7-1

82........... 1.10–1.18 Undesignated center

heading effective date de

ferred to 7-1-82.............. 24940 1.10 Heading revision and (a)(1)

removal effective date de

ferred to 7-1-82................ 24940 (a), (b), and (f) OMB number..... 63035 1.10a-1.10e Removal effective

date deferred to 7-1-82............ 24940 1.10a OMB number....

.63035 1.10b OMB number....

63035 1.100 OMB number.....

63035 1.10d OMB number....

63035 1.10f Added.................

48917 Redesignated as 3.33; eff. 7-182................

48918 OMB number.

63035 1.11 Removal effective date de

ferred to 7-1-82................. 1.12 OMB number......

....63035 1.13–1.15 Removal effective

date deferred to 7-1-82............. 24940 1.14 OMB number......

.63035 1.15 OMB number.....

...63035 1.16 (a)(4) added......

54516 OMB number..........

..... 63035

17 CFR—Continued 46 (474) FR Chapter 1-Continued

Page 1.17 (b) (2) and (5), (c)(1) (ii)

and (iii), (2)(ii)(C), and (5)
(viii) through (x), (d)(1)(ii),
(e), and (j)(2) revised;
(c)(5)(xi) removed, (c)(5)(xii)
redesignated as new (c)(5)(xi)
and revised; new (c)(5)(xii)
added..............

54516 (c)(1)(iii) and (5)(x)(A), (e), and

(j)(2)(i) corrected... OMB number.......... 1.18 OMB number..

63035 1.19 Revised...........

54518 1.20 Revised....

54518 OMB number.

... 63035 1.21 Revised..

54519 1.22 Revised...

54519 1.23 Revised...

54519 OMB number. 1.24 Revised..

54519 1.25 Revised..

54519 1.26 Revised.........

54519 OMB number... 1.27 Revised....

54520 OMB number... 1.28 Revised......

54520 1.29 Revised...

54520 1.30 Revised..

54520 1.31 OMB number..

... 63035 1.32 Revised..

54520 OMB number.... 1.33 Revised..... Technical correction......

27473 Effective date deferred to 8-2481..............

.34790 Revised.....

54520 (c) OMB number..

63035 1.34 Revised...........

54521 OMB number..... 1.35 Heading, (a), (a-1), (b), (d),

(e), and (h) revised........ .54521 (b)(1) corrected...

55925 OMB number........

63035 1.36 Revised.........

54522 OMB number. 1.37 Revised..

... 54523 (a) corrected...

.55925 (b) OMB number. 1.38 Revised.....

54523 OMB number........

.63035 1.39 (a) introductory text, (2), and (4) revised....

.54523 OMB number..........

... 63035 1.40 OMB number...

.63035

... 63035 .... 26000

.....63035

......... 24940

.... 63035

... 63035

....63035

NOTE: Symbol (A) refers to 1982 page numbers.

....63035

R-Continued

46 (474) FR :r 1-Continued

Page a)(2), (4) (i), (ii) introducy text, (C) and (G), and (b) introductory text, (c) roductory text, (d), and (g) ised.......

54523 3 number...

.63035 MB number.

.63035 MB number. MB number..

.63035 a), (b), and (d) introductotext revised; (d)(1) added....54524 3 number.....

63035 DMB number..

63035 OMB number....

.63035 Revised............

54525 3 number......

.63035 a) introductory text, (1), , and (4) revised.....

54525 3 number........

.63035 (c)(2) revised..

54525 B number...

.63035 OMB number..

.63035 Added...

... 62844 OMB number..

.63035 Added.....

50945 B number.......... pendix A redesignation as irt 3 Appendix A effective te deferred... ....... n 1-FR revised.......

.54535 iective date deferred to 7-1

... 63035

....... 26761

.... 63035

17 CFR-Continued

46 (47A) FR

Page Chapter 1-Continued 3.31 (c)(2) and (d) added; eff. 71-82................

24943 3.33 Redesignated from 1.10f; eff. 7-1-82..........

.48918 3 Appendix A redesignation

from Part 1 Appendix A ef

fective date deferred......... 24940 4 Revised..........

26013 4.1 Effective date deferred to 824-81............

34799 OMB number.

.63035 4.2 Effective date deferred to 824-81............

34799 OMB number...

.63035 4.13 (c) and (c) effectve date de

ferred to 8-24-81.............. 34799 OMB number......... 4.14 (a) introductory text cor

rected............ 4.20 (a) revised....

.34311 OMB number..

.63035 4.21 (a) introductory text, (17)

(i) and (ii), and (18) correct-
ed......

26761 Effective date deferred to 8–2481...........

34799 OMB number.. 4.22 Effective date deferred to 8-24-81........

34799 OMB number....

....63035 4.23 Effective date deferred to 8-24-81.............

34799 OMB number..

...63035 4.31 (a)(8) (i), (ii), and (9) corrected..............

26761 Effective date deferred to 8-2481..............

34799 (f)(2) corrected..

56171 OMB number.........

63035 4.32 Effective date deferred to 8-24-81.........

..34799 OMB number...

63035 4.41 OMB number..

63035 7.201 Added....... 8 Authority citation..

54525 8.03 (f) revised...

54525 8.07 OMB number.

..63036 8.09 OMB number..

63036 8.11 OMB number..

..63036 8.14 OMB number......

63036 8.16 OMB number..

63036 8.17 OMB number.

... 63036 8.18 OMB number.

.63036 8.19 OMB number..

63036 8.26 OMB number..

...63036

.....63035

...... 24940

........ 24940

ledesignated from 1.9 and vised; eff. 7-1-82................... 48917 (a)(2)(i) and (c)(1) amend1; eff. 7-1-82.....

24943 rectly designated............... 26299 (a) added; eff. 7-1-82............ 24942 1) amended; 7-1-82............ 24943 rectly designated............ 26299 (c)(1) (ii), (iii), and (d)(3) resed; (c)(1)(iv) added; eff. 7-82....

24942 (c)(3), and (d)(1) amended; ff. 7-1-82............

24943 rectly designated....... 26299

(a)(2)(i) and (c)(1) amend. d; eff. 7-1-82...........

24943 irectly designated.......... 26299

(a)(2)(i) and (c)(1) amendd; eff. 7-1-82........

24943 'rectly designated....

26299 Added; eff. 7-1-82..

24943 iding corrected......

.26299

....57464

: Symbol (A) refers to 1982 page numbers.

.... 63036
.... 63036

....59966

.....29931

.....63036

17 CFR Continued

46 (47A) FR

Page
Chapter 1-Continued
9 Authority citation....

54525
9.2 (d) revised..........

.54525
9.5 OMB number.....

.63036
9.11 OMB number.....

... 63036
9.12 OMB number......

63036
9.21 OMB number....
9.22 OMB number......
9.34 OMB number.....

63036
9.35 OMB number.

... 63036
10.102 (f) added..........

A5999
12.101 (f) added.........

A5999
15 Authority citation...... 54525
15 OMB number.......

.63036
15.00 (b) effective date de-
ferred.........

26472
(b) effective date corrected to

6-21-81................
Heading, introductory text,

(a)(1), and (b) through (e) re-

vised; (j) and (k) added........... 54525
(bi(1) introductory text and (i)
revised.........

59964
15.01 (a) and (b) revised; (e) re-
moved.........

59964
15.02 Revised..

59964
15.03 (a) revised; (c) removed......59964
16 Revised..........

54526
OMB number.......
16.00 (a) and (e) effective date

deferred...............
(a) and (e) effective date cor-
rected to 6-21-81....

29931
Authority delegation......... .61250
OMB number............

... 63036
16.01 Authority delegation.......... 61250
OMB number........

.... 63036
16.02 (c) and (d) effective date
deferred............

.26472
(c) and (d) effective date cor-

rected to 6-21-81.................
Heading and (a) revised.

59965
Authority delegation..........
16.04 Authority delegation.....
16.06 OMB number......
17 Authority citation..

54528
Heading revised........

59965
OMB number......
17.00 (a) effective date de-
ferred.......

..., 26472
(a) effective date corrected to
6-21-81............

..29931
(a) (1) and (2) introductory text

and (i) revised........

17 CFR Continued

46 (47A) FR
Chapter 1-Continued

Page
Heading, (a) heading and (1),

and (b) revised; (c) redesig-
nated as (f), (d) removed; new

(c), (d), and (e) added.... 59965
17.01 Revised........

54528
(b) introductory text, (3), (4),

and (7), revised; (b) (9), (10),
and (11) redesignated as (b)
(10), (11), and (13), and re-
vised; (b) (9) and (12) and (d)
added.....

59966
OMB number.....

... 63036
17.02 (a) revised.
17.03 Revised..........

59966
17.04 Heading, (a) and (b) intro-

ductory text revised...... 59966
18 Authority citation........ 54528

OMB number.......
18.00 Introductory text, (a), (c),

(h)(2) (v) and (vi) effective
date deferred......

26472
Introductory text, (a), (c),

(h)(2) (v) and (vi) effective

date corrected to 6-21-81.........29931
Introductory text and (h)(2) in-

troductory text and (i) re-
vised; (h)(2)(ii) removed;
(h)(2). (iii), (iv), (v), and (vi)
redesignated as (h)(2) (ii),

(iii), (iv), and (v)............ 59966
18.03 Removed......

.59967
18.04 (a) introductory text, (1),

(2), (6), and (7) revised; (a)(9)
and (d) redesignated as (a)
(10) and (11) and revised, new
(a)(9) added...........

59967
(b) (1) and (3) removed; (b) (2),

(4), (5), and (6) redesignated
as (b) (1), (3), (4), and (5); new
(b)(2) added; new (b)(1) and
(c)(4) revised; (e) redesignat-

ed as (d) and revised............. 59967
18.05 Revised....

54528
Revised............

59967
OMB number..
18.07 Removed..

.59967
19 OMB number...........

63036
21 Authority citation....

54529
Heading revised...

.59967
OMB number.....

.63036
21.02 (b) effective date de-
ferred..........

.26472
(b) effective date corrected to
6-21-81...

.29931
Revised......

54529

..63036

.... 26472

....... 29931

....61250
........ 61250

.... 63036

... 63036

.... 63036

.......54528

NOTE: Symbol (A) refers to 1982 page numbers.

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