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R_Continued

45 (467) FR :r 1-Continued

Page (c) revised...........

26953 Revised.............

26953 (a), (b), and (c) revised; (f) ended....

.26954 (b) revised; (d) amend

..........

.... 26954

.... 26954

..... 76977

........ 63669

.... 63669

.... 63669

....... 63687

comenclature change... 26954 (c) revised....

26954 (f) amended... (c) amended.....

26955 (b) amended..

26955 ppendix A amended. 26955 (f) amended; (g) added....... 26955 (b)(3) amended.....

26955 Nomenclature change........ 26955 Nomenclature change........ 26955 (a) and (b)(1) amended....... 26955 (b) amended.......

26955 Revised...........

47137 er II (b) revised..........

.†16255 a Added............

.... 46352 -1 (d)(2)(i) and (5) rejed..........

76976 3) revised..

.†10905 hrough (g) redesignated as ) through (i); new (c) and ) added....

†13507 1-5 (b) revised...

57702 ) added....

....57707 rectly designated.

67659 ) added...............

†11811 1-8 (a)(4), (5), and (6) Ided......

74905 le Revised..

†7951 į Added..... 15-1-200.735-18 (Subpart ) Revised..... .......

36064 5-3 (b)(6)(iii) and footite 7 corrected.........

40975 5-4 Footnote 11 and (b) (vi)(B) corrected............. 40975 5-6 Corrected............ 40975 5-11 Footnote 25 correct

.40975 Revised.

63658 leading revised.

63687 01 (a) revised.......

63687 mended... ........

63680 02 (t) through (y) redesigted as (u) through (z); new added......

.63668 02 (e) removed.................... 63668

17 CFR_Continued

45 (467) FR Chapter II—Continued 210.3-01-210.3-04

Redesignated as 210.4-01
through 210.4-04........

63669 New 210.3-01-210.3-04 added... 63687 210.3-01 (f) revised........... .12491 210.3-02 (b) revised...

.†12491 210.3-05-210.3-10 Removed....... 63669 New 210.3-05 through 210.3-10 added............

63687 210.3-09 (a) revised......... 210.3-11 Redesignated as 210.4

05............. New 210.3-11 added...

63687 210.3-12 Removed.. New 210.3-12 added.......

63687 (a) and (b) revised.......

12491 210.3-13 Redesignated as 210.4

06.............. New 210.3-13 added.

63687 210.3-14 Removed..

.63669 New 210.3-14 added............. 210.3-15–210.3-16

Redesignated as 210.4-07 and
210.4-08...............

63669 New 210.3-15 and

210.3-16 added.............

63687 210.3-17 Redesignated as 210.409........

.63669 Redesignated from 210.10-01 and revised...........

.†12489 210.3-18 (k) introductory text revised...........

27749 Redesignated as 210.4-10............63669 210.3A-01-210.3A-08

Undesignated center heading
and text redesignated from

210.4-01 through 210.4-08......63687 210.4-01-210.4-04

Undesignated center heading
and text redesignated

as
210.3A-01 through 210.3A-
04........

.63687 New 210.4-01-210.4-04 redesig

nated from 210.3-01 through
210.3-04 and revised.........

63669 210.4-05 Redesignated

as 210.3A-05..........

63687 New 210.4-05 redesignated

from 210.3-11 and revised....... 63669 210.4-06 Redesignated

as 210.3A-06..... New 210.4-06 redesignated

from 210.3-13 and revised...... 63669 210.4-07 Redesignated

as 210.3A-07..........

....... 62421

63687

Symbol () refers to 1981 page numbers.

63687 ....63679 .... 63678

....63674

17 CFR Continued

45 (467) FR Chapter II—Continued

Page New 210.4-07 redesignated

from 210.3-15 and revised....... 63669 210.4-08 Redesignated

as 210.3A-08...........

63687 New 210.4-08 redesignated

from 210.3-16 and revised....... 63669 210.4-09 Redesignated from 210.3-17.................

63669 210.4-10 Redesignated from

210.3-18 and (k)(5)(vii)
added...

63669 210.5-01-210.5-04 Revised..

...63671 210.5-03 Amended....

.76977 210.6-02 Introductory text,

(c)(1), (e), and (k) amended.....63680 210.6-03 Amended....

.63680 210.6-10 Revised....... 210.6-13 Revised.......

.63675 210.6-21 Introductory text,

(c)(1), and (h) amended........... 63680 210.6-22 Amended.....

.63680 210.6-24 Revised.......

.63675 210.6-31 Introductory text amended............

.63680 210.6-34 Revised.......

..63676 210.7-02 (a) amended...

63680 210.7-03 (a) amended..

63680 210.7-04 Amended....

.63680 210.7-05 Amended.... 210.7-06 Revised.......

.63676 210.7A-02 (a) amended......

...63680 210.7A-03 (a) amended..

... 63680 210.7A-04 Amended.....

63680 210.7A-05 Amended........... .63680 210.7A-06 Revised........

.63676 210.9-01 (b)(1) and (2) revised.....63677 (c) amended.............

63680 210.9-02 Amended........ .63677, 63680 210.9-03 Amended.. 210.9-05 Revised......

.63677 210.10-01 Redesignated

as 210.3-17 and revised; new

210.10-01 added................ 210.11-01 Amended.....

...63680 210.11-02 Amended.......... 210.11A-02 (a) amended.... .63680 210.12-01 Revised.............. 210.12-02 Heading revised........... 63678 210.12-03 Heading revised........... 63678 210.12-04 Revised........... 210.12-05 Revised.....

.63679 210.12-06 Amended..

.63679 210.12-08 Removed............. .63678

17 CFR-Continued

45 (467) FR Chapter II-Continued

Page New 210.12-08 redesignated from 210.12-12...

63679 210.12-09 Removed.......... 63678 New 210.12-09 redesignated

from 210.12-13 and heading
revised....

63679 210.12-10 Revised...... 210.12-11 Removed.... New 210.12-11 redesignated

from 210.12-16 and revised..... 63679 210.12-12 Redesignated

as 210.12-08; new 210.12-12 re

designated from 210.12-19...... 63679 210.12-13 Redesignated

as 210.12-09; new 210.12-13 re

designated from 210.12-21...... 63679 210.12-14 Removed.......... 63678 New 210.12-14 redesignated from 210.12-22....

63679 210.12-15 removed........... 63678 New 210.12-15 redesignated from 210.12-27....

63679 210.12-16 Redesignated as

210.12-11; new 210.12-16 re

designated from 210.12-29...... 63679 210.12-17 Redesignated from 210.12-31..........

63679 210.12-18 Redesignated from 210.12-31a.........

63679 210.12-19 Redesignated as

210.12-12; new 210.12-19 re

designated from 210.12-33...... 63679 210.12-20 Redesignated from 210.12-34...........

63679 210.12-21 Redesignated as

210.12-13; new 210.12-21 re

designated from 210.12-35...... 63679 210.12-22 Redesignated as

210.12-14; new 210.12-22 re

designated from 210.12-36...... 63679 210.12-23 Redesignated from 210.12-37.....

63679 210.12-24 Redesignated from 210.12-38........

63679 210.12-25 Redesignated from 210.12-39............

63680 210.12-26 Redesignated from 210.12-40...............

63680 210.12-27 Redesignated

as 210.12-15...............

..... 63679 New 210.12-27 redesignated from 210.12-41.......

.... 63680 210.12-28 Redesignated from 210.12-42.......

63680

......

...63680

.......

....63680

.........

........ †12489

....63680

....63678

......63678

NOTE: Symbol (†) refers to 1981 page numbers.

...... 63679

... 63680

R-Continued 45 (460) FR r II-Continued

Page 29 Redesignated as .12-16..............

63679 210.12-29 redesignated m 210.12-43.......... .... 63680 31 Redesignated as .12-17......

63679 31a Redesignated as 1.12-18..............

63679 -33 Redesignated

as 1.12-19...............

63679 -34 Redesignated

as 1.12-20...

63679 -35 Redesignated as ).12-21...............

63679 -36 Redesignated

as ).12-22...............

.... 63679 -37 Redesignated as 0.12-23.....

63679 -38 Redesignated

as 0.12-24............. -39 Redesignated

as 0.12-25............... -40 Redesignated

as 0.12-26..........

63680 :-41 Redesignated

as 0.12-27.............

.63680 :-42 Redesignated as 0.12-28.............. 1-43 Redesignated

as .0.12-29....

63680 Interpretative releases.......... 68388 rpretative releases...+11513,

12698, 15496 ) Item 7 added.....

58825 nl amended.....

..63641 n 7 amended...... ..63641, 63658 ns 9, 10, and 11 amended.......63641 n 12 added..........

63680 ns 3, 5, 6, 7, and 9 amended... 76977 n 4 revised.....

76991 m 7 amended..

†11953 ms 7 and 11 amended.. .†12488 m 12 amended.........

†13990 44 (e)(2), (f), and (h) reised; (k) added..

†12197 48 (b)(1) corrected............... 29275 72 Removed.........

.†19456 73 Removed...

.†19456 75 (b) and (c)(3) revised.... †12492 vised.........

†13990 (1) introductory text and ii), (2), (c) introductory text nd (4) revised..........

.19457 42 (c) revised......

71776

17 CFR-Continued

45 (467) FR Chapter II—Continued

Page (a)(5)(v) revised....

†13508 (h)(3) revised; eff. 4-24-81........ †18532

(a)(5)(ii) revised; eff. 4-27-81... †18950 230.252 (c), (d), and (e) revised;

(f) redesignated as (g) and re

vised; new (f) added........ †13507 230.403 (e) added....

.58828 230.411 (b) revised............. .....63659 230.434d (a) (4) and (5) revised; (a)(6) added......

67082 230.465 Added......... ...........57706 231 Interpretative releases...47140,

61609, 63644, 63692, 72644 Interpretative releases... +3500, 8446,

16670 Policy statement..........

49917 239.0-1 Revised...

.17757 239.11 Form S-1 amended...58828,

63644, 63691, 76978 239.12 Form S-2 amended...58828,

63691 239.13 Form S-3 amended........... 63691

Removed; eff. 4-27-81....... †18949 239.15 Form N-1 amended...57707,

67082, 73906 239.16 Form S-6 amended.......... 57707 239.16b Form S-8 amended...58828,

76978 239.18 Form S-11 amended...58829,

63645, 63691, 76979 239.23 Form S-14 amended......... 58829 239.26 Form S-7 amended...23652,

58828, 63645, 63691, 76979 239.27 Form S-16 amended...58829,

76979 239.28 Form S-18 amended...58829,

76979 Form S-18 amended........... †11954 Form S-18 amended; eff. 4-2781...

†18949 239.29 Added...

.63654 239.242 (b) revised..

.†18532 239.246 Added; interim....... Added...

†18532 239.507—239.517 (Subpart C)

Removed.................

... 63680

..... 75183

17757

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:: Symbol (†) refers to 1981 page numbers.

54515

....63035 .... 63035

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.... 63035

..... 48917

17 CFR Continued

46 (47A) FR Chapter I-Continued

Page NOTE: Symbol (A) refers to 1982 page numbers. 1.3 (aa) effective date deferred to 7-1-82...............

.24940 (d), (h), (n), (p), (r), (s), (x), (y)

introductory text, (2)(iii), (B),
(C), (v)(B) and (C), (bb), and
(cc) revised; (y)(2)(viii)
amended; (gg) through (kk)
added...............

54515 (bb) corrected............

55925 1.7–1.9 Undesignated center

heading removal effective de

ferred to 7-1-82............... 1.7 Removal effective date de

ferred to 7-1-82.................. 24940 Revised (to be removed 7-182)...........

48917 1.9 Removal effective date deferred to 7-1-82......

24940 Revised.............

48917 Redesignated as 3.2; eff. 7-1

82........... 1.10–1.18 Undesignated center

heading effective date de

ferred to 7-1-82.................. 24940 1.10 Heading revision and (a)(1)

removal effective date de

ferred to 7-1-82............... (a), (b), and (f) OMB number..... 63035 1.10a-1.10e Removal effective

date deferred to 7-1-82............ 24940 1.10a OMB number........... 63035 1.10b OMB number....

63035 1.100 OMB number....

63035 1.100 OMB number...

63035 1.10f Added....

48917 Redesignated as 3.33; eff. 7-182......

48918 OMB number....

... 63035 1.11 Removal effective date deferred to 7-1-82......

24940 1.12 OMB number... 1.13–1.15 Removal effective

date deferred to 7-1-82............ 24940 1.14 OMB number......

.63035 1.15 OMB number..

.63035 1.16 (a)(4) added...

.54516 OMB number...........

..63035

17 CFR-Continued

46 (47A) FR Chapter 1-Continued

Page 1.17 (b) (2) and (5), (c)(1) (ii)

and (iii), (2)(ii)(C), and (5)
(viii) through (x), (d)(1)(ii),
(e), and (j)(2) revised;
(c)(5)(xi) removed, (c)(5)(xii)
redesignated as new (c)(5)(xi)
and revised; new (c)(5)(xii)
added................

54516
(c)(1)(iii) and (5)(x)(A), (e), and
(j)(2)(i) corrected..

.55925 OMB number.......... 1.18 OMB number. 1.19 Revised......

54518 1.20 Revised.....

54518 OMB number... 1.21 Revised........

54519 1.22 Revised.

54519 1.23 Revised...

54519 OMB number.

63035 1.24 Revised...........

54519 1.25 Revised......

54519 1.26 Revised.....

54519 OMB number.

63035 1.27 Revised..

54520 OMB number..

63035 1.28 Revised..

54520 1.29 Revised...

54520 1.30 Revised..

54520 1.31 OMB number.

.63035 1.32 Revised............

54520 OMB number..

.63035 1.33 Revised.........

26000 Technical correction.....

27473 Effective date deferred to 8-24

81................ Revised....

54520 (C) OMB number.

63035 1.34 Revised.........

54521 OMB number......

.63035 1.35 Heading, (a), (a-1), (b), (d),

(e), and (h) revised..... .54521 (b)(1) corrected.......

55925 OMB number.... 1.36 Revised.......

54522 OMB number.

..63035 1.37 Revised.....

54523 (a) corrected..

.55925 (b) OMB number.

... 63035 1.38 Revised..

54523 OMB number...... 1.39 (a) introductory text, (2), and (4) revised......

.54523 OMB number......... 1.40 OMB number......

........ 24940

....... 34790

.... 63035

..... 63035

....63035

NOTE: Symbol (A) refers to 1982 page numbers.

... 63035 .....63035 .... 63035 .... 63035

.... 63035

.... 63035

...63035

.... 63035

17 CFR-Continued 46 (47A) FR

Page Chapter 1-Continued 1.41 (a)(2), (4) (i), (ii) introduc

tory text, (C) and (G), and
(5)(b) introductory text, (c)
introductory text, (d), and (g)
revised..........

54523 OMB number..

.63035 1.42 OMB number.

..63035 1.43 OMB number.

.63035 1.44 OMB number.

.63035 1.46 (a), (b), and (d) introducto

ry text revised; (d)(1) added....54524 OMB number........ 1.47 OMB number..... 1.48 OMB number..

.63035 1.50 Revised.......

54525 OMB number.... 1.51 (a) introductory text, (1), (3), and (4) revised...

54525 OMB number...... 1.52 (c)(2) revised.

54525 OMB number.......

.63035 1.55 OMB number.. 1.56 Added....

.62844 1.60 OMB number.

.63035 1.61 Added...

...50945 OMB number...... 1 Appendix A redesignation as

Part 3 Appendix A effective
date deferred.........

24940 Form 1-FR revised..

.54535 3 Effective date deferred to 7-182...........

24940 3.2 Redesignated from 1.9 and

revised; eff. 7-1-82........... 48917 3.10 (a)(2)(i) and (c)(1) amended; eff. 7-1-82.......

24943 Correctly designated....

26299 3.11 (a) added; eff. 7-1-82. 24942

(b)(1) amended; 7-1-82....... 24943 Correctly designated....

26299 3.12 (c)(1) (ii), (iii), and (d)(3) re

vised; (c)(1)(iv) added; eff. 7-
1-82....

24942
(a), (c)(3), and (d)(1) amended;
eff. 7-1-82.........

.24943 Correctly designated...

26299 3.13 (a)(2)(i) and (c)(1) amended; eff. 7-1-82...

24943 Correctly designated.................. 26299 3.14 (a)(2)(i) and (c)(1) amended; eff. 7-1-82...

24943 Correctly designated............. 26299 3.30 Added; eff. 7-1-82......

Heading corrected.......... .26299

...63035

17 CFR-Continued

46 (474) FR Chapter 1-Continued

Page 3.31 (c)(2) and (d) added; eff. 71-82..........

24943 3.33 Redesignated from 1.10f; eff. 7-1-82..

.48918 3 Appendix A redesignation

from Part 1 Appendix A ef

fective date deferred.. ........ 24940 4 Revised..............

26013 4.1 Effective date deferred to 824-81.....

34799 OMB number.

.63035 4.2 Effective date deferred to 824-81..........

34799 OMB number............

63035 4.13 (c) and (c) effectve date de

ferred to 8-24-81............. 34799 OMB number......... 4.14 (a) introductory text corrected...........

26761 4.20 (a) revised..

34311 OMB number......

.63035 4.21 (a) introductory text, (17)

(i) and (ii), and (18) correct-
ed.........

26761
Effective date deferred to 8-24-
81................

... 34799 OMB number. 4.22 Effective date deferred to 8-24-81..........

.34799 OMB number..

..63035 4.23 Effective date deferred to

8-24-81................ OMB number..... 4.31 (a)(8) (i), (ii), and (9) corrected.............

.26761 Effective date deferred to 8-24

81.............
(f)(2) corrected....

56171 OMB number......

..63035 4.32 Effective date deferred to 8-24-81.................

.34799 OMB number..

63035 4.41 OMB number.

.63035 7.201 Added.......

57464 8 Authority citation....

54525 8.03 (f) revised.........

54525 8.07 OMB number....

63036 8.09 OMB number. 8.11 OMB number.

63036 8.14 OMB number..

63036 8.16 OMB number......

63036 8.17 OMB number.

63036 8.18 OMB number...

..63036 8.19 OMB number......

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.. 63036

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...34799 ... 63035

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...63036

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NOTE: Symbol (A) refers to 1982 page numbers.

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