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" For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 361
1985
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...to section 31, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...to section 31, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...31, any member of ihr Commission, or any officer thereof designated by it, is empowered to adminiM?: oaths and affirmations, subpoena witnesses, compel...memoranda, contracts, agreements, or other records which are relevant or material '•• the inquiry. Such attendance of witnesses and the production...
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United States Code, Volumen1

United States - 1994 - 1380 páginas
...officer designated by the Commission (except as provided In the third sentence of this section) may administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records that the Commission deems relevant or material to the Inquiry. The attendance of witnesses...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...that for the purposes of such hearing, Henry Fitts, an officer of the Commission, is hereby designated to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant or material to the inquiry, and to perform all other duties in connection...
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Activities of the Securities and Exchange Commission and the Post ..., Parte2

United States. Congress. Senate. Committee on the Judiciary - 1946 - 634 páginas
...and William Green, and each of them, is hereby designated an officer of this Commission and empowered to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant and material to the inquiry and to perform all other duties in connection...
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Activities of the Securities and Exchange Commission and the Post Office ...

United States. Congress. Senate. Committee on the Judiciary - 1947 - 638 páginas
...and William Green, and each of them, is hereby designated an officer of this Commission and empowered to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant and material to the inquiry and to perform all other duties in connection...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 páginas
...77t), section 21 of the Securities Exchange Act of 1934 (15 USC 78u), section 18 of the Public Utility + t.6 8 ~ >К0// ' tc ?w ˱5 7 ` 6_} L h ftp@l c ʥh ... D Vm f @gO0ˡe v e ]v ! ._ $ .9 ; ~ 8N C ? USC SOb-9). (4) To terminate the authority to administer oaths and affirmations, subpoena witnesses,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 1020 páginas
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements or other records relevant or material to the investigation. 8 lb.14 Subpoenas. (a) Service of a subpoena upon a person...
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The Code of Federal Regulations of the United States of America

1995 - 764 páginas
...77t), section 21 of the Securities Exchange Act of 1934 (15 USC 78u), section 18 of the Public Utility Holding Company Act of 1935 (15 USC 79r), section...Act of 1940 (15 USC 80a-41) and section 209 of the In§200.30-5 vestment Advisers Act of 1940 (15 USC 80b-9). (4) To terminate the authority to administer...
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