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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 234
1985
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,...
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's...
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Decisions and Reports

United States. Securities and Exchange Commission - 1957
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at...
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The Code of Federal Regulations of the United States of America

2000
...LEVERAGE COMMODITIES AUTHORITY: 7 USC 12a and 23, unless otherwise noted. К 31.1-31.2 [Reserved] 531.3 Fraud in connection with certain transactions in silver...deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver...
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The Code of Federal Regulations of the United States of America

1977
...in silver or gold bullion or bulk coins. It shall be unlawful for any person, by use of the malls or any means or Instrumentality of interstate commerce,...of silver bullion, gold bullion, bulk silver coins or bulk gold coins pursuant to a standardized contract commonly known to the trade as a margin account,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR 8183,...
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The Code of Federal Regulations of the United States of America

1986
...statements made in the light of the circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business...deceit upon any person, in, or in connection with (i) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver...
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The Code of Federal Regulations of the United States of America

1979
...su.--eaen--s made, in the light of the circ-jras^ances under which they were m&oe. no: raisleading. or (c) To engage in any act, practice, or course of...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: IS USC T8j) [13 PR 8183....
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