It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... Mergers and Acquisitions - Página 147editado por - 2003 - 368 páginasVista previa limitada - Acerca de este libro
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...shall be unlawful for any person, directly or indirectly, by use of any means or Instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange— (a) To effect the sale of any security registered on a national securities exchange, which at the time of... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of I he mails or of any facility of any national securities exchange' — (a) To effect the sale of any security registered on a national securities exchange, which at the time of... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...shall be unlawful for any person, directly or Indirectly, by use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except In accordance... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange — (a) To effect the sale of any security registered on a national securities exchange, which at the time of... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...10 (b) and 23 (a) thereof, hereby adopts the following rules: use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • (1) Pay or offer or agree to pay, directly or indirectly, to any person... | |
| United States - 1938 - 48 páginas
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...are manipulative, deceptive, or otherwise fraudulent. Rule X-10B-5 provides : It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or... | |
| United States. Securities and Exchange Commission - 1946 - 152 páginas
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - 1955 - 920 páginas
...Interest or for the protection of Investors." Bule X-103-5 provides as follows: "It shall be unlawful for any person, directly or indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities... | |
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