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" ... fraudulent, deceptive, or manipulative and such quotations as are fictitious. (8) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce... "
Mergers and Acquisitions - Página 158
editado por - 2003 - 368 páginas
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...manipulative and such quotations as are fictitious. (8) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...manipulative, deceptive, or otherwise fraudulent. (2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...15 (c) (3) of the Act provides as follows : "No broker or dealer shall make use of the malls or of any means or instrumentality of Interstate commerce...or attempt to Induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial...
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Decisions and Reports, Volumen29

United States. Securities and Exchange Commission - 1955 - 920 páginas
...period • Section 15 (c) (3) provides. In part: "No broker or dealer shall make use of the malla ... to effect any transaction In, or to Induce or attempt to Induce the purchase or sale of, any security . . . otherwise than on a national security exchange, In contravention ot guch rules and regulations...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...Section 15 (c) (2) of the Act, is hereby defined to include any act of any broker or dealer designed to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security required to be validated under any applicable validation law of the Federal Republic of Germany...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...security.** Section 16 (c) (1) provide*: "No broker or dealer anal] make use of the malls or of any mean* or Instrumentality of interstate commerce to effect any transaction In, or to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial...
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United States Code, Volumen1;Volumen3

United States - 1994 - 1332 páginas
...deceptive, or other fraudulent device or contrivance. (C) No government securities broker or government . G.P.O." " United States( government security by means of any manipulative, deceptive, or other fraudulent device or contrivance....
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...manipulative, deceptive, or otherwise fraudulent. (2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...section 15 (c) (2) of the act, is hereby defined to include any act of any broker or dealer designed to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security required to be validated under any applicable validation law of the Federal Republic of Germany,...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...act. ta hereby defined to include any act of any broker or dealer designed to effect any transmcUs» in, or to Induce or attempt to induce the purchase or sale of, any security required to be validated under any applicable validation law of the Federal Republic of Germany,...
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