| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...interest. The Act prohibits fraudulent conduct, and authorizes the Commission to define, and prescribe means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices. Pursuant to such authority, Rule 206 (4) -1 proscribes, among other things, the use of testimonials,... | |
| 1990 - 814 páginas
...any person of any security described in paragraph (a) of this section to the offering person. (d)(l) As a means reasonably designed to prevent fraudulent,...be unlawful for any person described in paragraph <dX2) of this section to communicate material, nonpublic information relating to a tender offer to... | |
| 2001 - 994 páginas
...any person of any security described in paragraph (a) of this section to the offering person. (d)(l) As a means reasonably designed to prevent fraudulent,...section 14(e) of the Act, it shall be unlawful for any person de17CFRCh. 11(4-1-01 Edition) scribed in paragraph (d)(2) of this section to communicate material,... | |
| 1981 - 668 páginas
...80a-37(a» [44 FR 70347, Dec. 6, 1979] REGULATION 14E § 2 1(1.1 U- I Unlawful tender offer practices. As a means reasonably designed to prevent fraudulent,...practices within the meaning of section 14(e) of the Act, no person who makes a tender offer shall: (a) Hold, such tgnderjolfer open for less tTian twenty business... | |
| 2000 - 986 páginas
...definitions applicable to Regulation 14Б, refer to §240.14d 1. §240.14el Unlawful tender offer practice«. As a means reasonably designed to prevent fraudulent,...practices within the meaning of section 14(e) of the Act, no person who makes a tender offer shall: (a) Hold such tender offer open for less than twenty business... | |
| 1998 - 900 páginas
...any person of any security described in paragraph (a) of this section to the offering person. (d)(l) As a means reasonably designed to prevent fraudulent,...manipulative acts or practices within the meaning of section Hie) of the Act, it shall be unlawful for any person described in paragraph (d)(2) of this section... | |
| 1988 - 800 páginas
...practice or course of business which operates or would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices in connection with any Rule 13e-3 transaction, it shall be unlawful for an issuer which has a class... | |
| 1988 - 806 páginas
...practice or course of business which operates or would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices in connection with any Rule 13e-3 transaction, it shall be unlawful for an issuer which has a class... | |
| 2002 - 1016 páginas
...reasonable basis for believing that the information is accurate and obtained from reliable sources. (a) As a means reasonably designed to prevent fraudulent, deceptive, or manipulative acts or practices, it shall be unlawful for a broker or dealer to publish any quotation for a security or, directly or... | |
| 1992 - 468 páginas
...11.611 Position of subject bank with respect to a tender offer. (a) Position of subject bank. As & means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices, the subject bank, no later than 10 business days from the date the tender offer is first published... | |
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