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" It shall be unlawful for any person to make any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, or to engage... "
Mergers and Acquisitions - Página 118
editado por - 2003 - 368 páginas
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...provides: "If It appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omit* to state any material fact required to be Mated therein or necessary to make the statements therein not misleading, the Commission...
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Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960 - 996 páginas
...make it unlawful, in the sale of a security, by the use of the malls or means of interstate commerce, to make any untrue statement of a material fact or omit to state a material fact necessary to make the statements made not misleading, or to engage in any act or transaction...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...procedure, correspondence, memorandum, book, paper, or other record kept pursuant to this title. (b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed,...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...procedure, correspondence, memorandum, book, paper, or other record kept pursuant to this title. < b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed,...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...other document the preservation of which has been required pursuant to section 31 (a) or 32 (c). (b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed or...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...procedure, correspondence, memorandum, book, paper, or other record kept pursuant to this title. (b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed,...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...preservation of which has been required pursuant to section 80a30 (a) or 80a-31 (c) of this title. (b) It and Judicial Procedure. fact in any registration statement, application, report, account, record, or other document filed or...
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Investigation of Concentration of Economic Power: Hearings ..., Partes24-25

United States. Congress. House. Temporary National Economic Committee - 1939 - 1396 páginas
...Securities and Exchange Commission, and the Registration Statement and the Prospectus will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein not misleading and the Newspaper...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 páginas
...material contains any untrue statement of a material fact or omits to state a material fact necessary In 2A= 踎 @ 4 they are made, not misleading; (3) The offering is being made or would be made In violation of section...
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...(ii) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which...
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