Securities Practice: Federal and State Enforcement, Volumen2Callaghan, 1985 |
Dentro del libro
Resultados 1-3 de 99
Página 39
... counsel to consider " the frequency with which such [ conflict ] situations may arise , the potential intensity of the conflict , the effect of the lawyer's resignation from the board and the possi- bility of the corporation's obtaining ...
... counsel to consider " the frequency with which such [ conflict ] situations may arise , the potential intensity of the conflict , the effect of the lawyer's resignation from the board and the possi- bility of the corporation's obtaining ...
Página 3
... counsel . The consequence of accept- ing appellants ' thesis would be to mandate a two counsel rule - one counsel to evaluate the possibility of suit and the second counsel to bring it . The appellants offer no persuasive evidence that ...
... counsel . The consequence of accept- ing appellants ' thesis would be to mandate a two counsel rule - one counsel to evaluate the possibility of suit and the second counsel to bring it . The appellants offer no persuasive evidence that ...
Página 4
... Counsel and the Attorney - Client Privilege I was asked to discuss whether house counsel will be treated differently than outside counsel by the enforcement staff on issues of the lawyer - client privilege and the work- product doctrine ...
... Counsel and the Attorney - Client Privilege I was asked to discuss whether house counsel will be treated differently than outside counsel by the enforcement staff on issues of the lawyer - client privilege and the work- product doctrine ...
Contenido
DEFENSES TO SUBPOENA ENFORCEMENT | 12 |
CIVIL LIABILITY | 12 |
SIMULTANEOUS REPRESENTATION | 12 |
Derechos de autor | |
Otras 14 secciones no mostradas
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Securities Practice: Federal and State Enforcement, Volumen1 Marc I. Steinberg Vista de fragmentos - 1985 |
Términos y frases comunes
2d Cir action administrative agency appeal apply attorney attorney-client privilege Blue Sky Blue Sky Law broker-dealer Bus Law cert CFTC Circuit client Commission's Commodity Exchange Act Commodity Futures conduct confidential consent Corp corporation counsel criminal decision disclosure disqualification district court documents employees enforcement ESM's Exchange Commission exclusionary rule F Supp filed Fourth Amendment fraud futures contracts Futures Trading Insider Trading investigation issue issuer joint defense privilege law firm lawyer liability matter ment Merrill Lynch Model Rules NASD Nasdaq Novick Dep party person procedures registration statement Regulation representation SEC's Section Securities Act Securities and Exchange Securities Exchange Act securities laws Securities Litigation self-regulatory shareholders staff statute subpoena supra tion transactions Transfer Binder Uniform Securities Act United Upjohn violation waiver Wheeling-Pittsburgh Steel work-product work-product doctrine