 ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...  United States Code - Página 1699por United States - 1953Vista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...the public interest or for the protection of investors." Rule X-10B-5 provides: "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, ( 1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1951 - 862 páginas
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...as originally enacted— and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange — and regulations as the Commission may prescribe as necessary or appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...aa originally enacted — and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange — ******** "(b) To use or employ, in connection with the purchase or sale of... | |
 | United States. Department of Justice - 1976 - 832 páginas
...involved. Under section 10(b) of the Securities Exchange Act of 1934, 15 USC 78j(b): It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange ... to use or employ, in connection with the purchase or sale of any security registered... | |
 | 1988 - 806 páginas
...78w(a») [49 PR 13870. Apr. 9, 1984. as amended at 50 FR 8102, Feb. 28, 1985] § 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful...facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | 1990 - 1038 páginas
...78w(a») [49 PR 13870, Apr. 9, 1984, as amended at 50 PR 8102, Feb. 28, 1985] § 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful...facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | 1978 - 1130 páginas
...June 4. 1968] §240.1 Ob- 5 Employment of manipulative and deceptive device«. It shall be unlawful for any person, directly or indirectly, by the use...facility of any national securities exchange. (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
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