...investment adviser within the intent of Section 202 (a) (11) of the Act.1 'Section 202 (a) (11) reads: "Investment adviser" means any person who, for compensation,...bank, or any holding company affiliate, as defined in the Banking Act of 1933, which is not an Investment company; (B) any lawyer, accountant, engineer,...

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...unincorporated, which constitutes,, maintains, or provides a market place or facilities for bringingtogether purchasers and sellers of securities or for otherwise...bank, or any holding company affiliate, as defined in the Banking Act of 1933, which is not an investment company; (B) any lawyer, accountant, engineer,...

...2,000 shares, of which only 78 are issued and outstanding. 1 Section 202 (a) (11) of the Act provides : "Investment adviser" means any person who, for compensation,...bank, or any holding company affiliate, as defined In the Banking Act of 1933, which is not an Investment company; (B) any lawyer, accountant, engineer,...

...authorized capital stock of 2,000 shares, of which 'Section 202 (a) (11) reads in part as follows: "Investment adviser" means any person who, for compensation,...bank, or any holding company affiliate, as defined In the Banking Act of 1033, which Is not an Investment company ; . . . or (F) snch other persons not within...

...in real and personal property." The firm presently carries between 1 Section 202 (a) (11) reads: " 'Investment adviser* means any person who, for compensation,...or writings, as to the value of securities or as to advisability of Investing In, purchasing, or selling securities, or who, for compensation and as part...

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...execute or order the execution of purchases or sales of securities for the account of such conmpany. (16) "Investment adviser" means any person who, for compensation,...concerning securities: but does not include (A) a bank; (B) any lawyer, accountant, engineer, or teacher whose performance of such services is solely incidental...

...execute or order the execution of purchases or sales of securities for the account of such conmpany. (16) "Investment adviser" means any person who, for compensation,...regular business, issues or promulgates analyses or report* concerning securities: but does not include (A) a bank: (B) any lawyer, accountant, engineer,...