 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...not misleading, or (3) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve the partnership, to which Hammill... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...not misleading, or (3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve, deceptive, or other fraudulent... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...not misleading, or (3) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. S3 3 s =K fc UJ SECURITIES AND EXCHANGE COMMISSION Rule 10b-6. Prohibitions Against... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...not misleading, or "(3) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sate of any security." Rule X-16C1-2 provides in part: " (a) The term 'manipulative, deceptive, or... | |
 | 1996 - 888 páginas
...not misleading, or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78J) [13 FR 8183, Dec. 22, 1948, as amended at K FR7928,... | |
 | 1981 - 668 páginas
...not misleading, or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48-Stat. 891; 15 USC 78j) [13 PR 8183, Dec. 22, 1948, as amended at 16 PR... | |
 | 2001 - 994 páginas
...not misleading, or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: 15 USC 78j) [13 FR 8183. Dec. 22. 1948. as amended at 16 FR7928,... | |
 | 2001 - 376 páginas
...were made, not misleading; or (3) Engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale of any security of a bank. (b) Nothing in this section limits the applicability of section 17 of the... | |
 | 2002 - 400 páginas
...were made, not misleading; or (3) Engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale of any security of a bank. (b) Nothing in this section limits the applicability of section 17 of the... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or... 
