Trust Indenture Act of 1939 as in Effect June 4, 1975U. S. Securities and Exchange Commission, 1977 - 25 páginas |
Dentro del libro
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Página 3
... application " or " applica- tion for qualification " means the applica- tion provided for in section 307 , and in- cludes any amendment thereto and any report , document , or memorandum accom- panying such application or incorporated ...
... application " or " applica- tion for qualification " means the applica- tion provided for in section 307 , and in- cludes any amendment thereto and any report , document , or memorandum accom- panying such application or incorporated ...
Página 5
... application by the issuer and after opportunity for hearing thereon , by order exempt from anyone or more provisions of this title any security issued or proposed to be issued under any indenture under which , at the time such application ...
... application by the issuer and after opportunity for hearing thereon , by order exempt from anyone or more provisions of this title any security issued or proposed to be issued under any indenture under which , at the time such application ...
Página 6
... application of the proceeds thereof , ( C ) the release or the release and substitu- tion of any property subject to the lien of the indenture , ( D ) the satisfaction and discharge of the indenture , and ( E ) the evidence required to ...
... application of the proceeds thereof , ( C ) the release or the release and substitu- tion of any property subject to the lien of the indenture , ( D ) the satisfaction and discharge of the indenture , and ( E ) the evidence required to ...
Página 7
... application for qualification is effective as to such indenture , it shall be unlawful for any person , directly or indirectly- ( 1 ) to make use of any means or instru- ments of transportation or communication in interstate commerce or ...
... application for qualification is effective as to such indenture , it shall be unlawful for any person , directly or indirectly- ( 1 ) to make use of any means or instru- ments of transportation or communication in interstate commerce or ...
Página 8
... application , which part shall be signed by such person . Each such application shall also include such of the other information and documents which would be required to be filed in order to register such indenture security under the ...
... application , which part shall be signed by such person . Each such application shall also include such of the other information and documents which would be required to be filed in order to register such indenture security under the ...
Términos y frases comunes
68 Stat 83d Cong aggregate principal amount appraiser Atchafalaya River authentication and delivery bankruptcy centum certificate of interest certificate or opinion claim Commis creditor curities deemed default denture equipment trust certificate EXCHANGE COMMISSION exempted fair value Federal filed hearing thereon Holding Company Act indebtedness inden indenture provisions indenture security holders indenture trustee institutional trustee interest or participation issuer jurisdiction lien ligor mails ment merated necessary or appropriate opportunity for hearing paragraph paying agent payment person Phone prior property held prospective trustee protection of investors provisions of section public interest Public Utility Holding quire registration statement regulations prescribed release respect rities rules and regulations section 305 section 310 secu Securities Act SECURITIES AND EXCHANGE Securities Exchange Act securities outstanding securities to furnish security issued sion specified suant subsection tain provisions thereof tion trustee or prospective ture securities underwriter Utility Holding Company voting securities written statement
Pasajes populares
Página 7 - ... (b) It shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Página 23 - No provision of this title imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule, regulation, or order of the Commission, notwithstanding that such rule, regulation? or order may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Página 25 - If any provision of this Act, or the application of such provision to any person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby.
Página 3 - underwriter" means any person who has purchased from an issuer with a view to, or offers or - sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking...
Página 8 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Página 23 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Página 5 - ... (e) The Commission may from time to time by its rules and regulations, and subject to such terms and conditions as may be prescribed herein, add to the securities exempted as provided in this section any class of securities issued by a small business investment company under the Small Business Investment Act of 1958...
Página 23 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.
Página 24 - Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Página 24 - Act of 1923, as amended, and is authorized, subject to the civilservice laws, to employ such other officers and employees as may be necessary for carrying out its functions under this Act, and fix their compensation in accordance with the Classification Act of 1923, as amended.