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" The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe... "
Trust Indenture Act of 1939 as in Effect June 4, 1975 - Página 8
por United States - 1977 - 25 páginas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...application. ix-iKirt. or document shall be made available to the public under such regulations a^ the Commission may prescribe, and copies thereof,...or otherwise, shall be furnished to every applicant at such reasonable charge as the Commission may prescribe. COURT RKVIEW OF ORDERS SEC. 23. (a) Any...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...circulars and communications and documents filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe." Section 9: Amend section 9, which sets forth liability of persons signing registration statements,...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 páginas
...circulars and communications and documents filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe." Section 9: Amend section 9, which sets forth liability of persons signing registration statements,...
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Securities Act ,hearings Before ...,73-1, on S. 875 ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 páginas
...in registration statements and circulars filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe. EXEMPT SECURITIES SEC. 9. That, except as hereinafter otherwise expressly provided, the provisions...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 páginas
...statements, copies, prospectuses, advertisement, circular letter and communications, and other documents shall be made available to the public under such regulations as the Commission may prescribe. SEC. 9. That every person acquiring any securities specified in such statements and offered to the...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...INFORMATION SEC. 22. The information contained in or filed with any application, report, or document shall be made available to the public under such regulations...or otherwise, shall be furnished to every applicant at such reasonable charge as the Commission may prescribe. COURT REVIEW OF ORDERS SEC. 23. (a) Any...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...INFORMATION SBC. 22. The information contained in or filed with any application, report, or document shall be made available to the public under such regulations...or otherwise, shall be furnished to every applicant at such reasonable chante as the Commission may prescribe. COURT REVIEW OP ORDERS SEC. 23. (a) Any...
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United States Reports: Cases Adjudged in the Supreme Court, Volumen298

United States. Supreme Court - 1936 - 1044 páginas
...aggregate price at which the securities are to be offered. The information contained in the statement is to be made available to the public under such regulations as the commission may prescribe. The act prescribes in detail the character of information which is to be set out in the statement....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...group, any member thereof. The information and documents contained in or filed with any declaration shall be made available to the public under such regulations...may prescribe. (b) The filing with the Commission of a declaration, or of an amendment to a declaration, shall be deemed to have taken place upon the receipt...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 300 páginas
...public interest or for the protection of investors. [The] Subject to the provisions of section 10, the information and documents contained in or filed...copies thereof, photostatic or otherwise, shall be furinshed to every applicant therefor at such reasonable charge as the Commission may prescribe. (b)...
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