Rules of Practice and Rules Relating to Investigations and Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees: As in Effect January 16, 1967U.S. Government Printing Office, 1967 - 29 páginas The Macquarie Encyclopedia of Australian Events can be used in three ways _ as a source for specific reference, to gain an overview of a subject,or for a fascinating browse through events in many areas of Australia's history. |
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Página v
... Reference ... 25 Availability of Information to Public .. Confidential Treatment of Certain Matters___ 27 Review by the Commission of Determinations at a Delegated Level__ 11.1 12 Interlocutory Review ; Motions and Applications to ...
... Reference ... 25 Availability of Information to Public .. Confidential Treatment of Certain Matters___ 27 Review by the Commission of Determinations at a Delegated Level__ 11.1 12 Interlocutory Review ; Motions and Applications to ...
Página vii
... reference .. Information , availability . Initial Decisions . Initial Decisions , broker - dealer proceedings . Inspection of public records____ Interest in proceedings , examination of ... Interrogatories ... Intervention as a party ...
... reference .. Information , availability . Initial Decisions . Initial Decisions , broker - dealer proceedings . Inspection of public records____ Interest in proceedings , examination of ... Interrogatories ... Intervention as a party ...
Página 1
... reference should also be made to any special re- quirements of procedure and practice that may be contained in the particular statute involved or the rules and forms adopted by the Commission thereunder , which special requirements are ...
... reference should also be made to any special re- quirements of procedure and practice that may be contained in the particular statute involved or the rules and forms adopted by the Commission thereunder , which special requirements are ...
Página 2
... references to the man- ner in which interested persons shall be afforded the opportunity to participate in such proceed- ings ; ( 2 ) reference to the authority under which the rule is proposed ; and ( 3 ) the terms or sub- stance of ...
... references to the man- ner in which interested persons shall be afforded the opportunity to participate in such proceed- ings ; ( 2 ) reference to the authority under which the rule is proposed ; and ( 3 ) the terms or sub- stance of ...
Página 4
... reference to ( 1 ) whether there should be an initial decision by a hearing officer , ( 2 ) whether the interested division of the Com- mission may assist in the preparation of the Com- mission's decision , and ( 3 ) whether there ...
... reference to ( 1 ) whether there should be an initial decision by a hearing officer , ( 2 ) whether the interested division of the Com- mission may assist in the preparation of the Com- mission's decision , and ( 3 ) whether there ...
Términos y frases comunes
30 days Administrative Procedure Act Amended appear attorney August 20 briefs in support ceeding certified Commis Commission review Commission's Company Act confidential treatment days after service deemed delegated level deny deposition determination discretion docu duly designated officer EX PARTE COMMUNICATIONS file a petition file an answer findings and conclusions formal investigative proceeding Former Rules heard pursuant initial decision interested division interrogatories issuance matter ments mission motion or application Motions and Applications objection offer of settlement oral argument order for proceeding order review participants party may file person entitled petition for review prescribed prior procedure proposed findings pursuant to Rule reasons record reply briefs request Rule 17 Rules of Practice Secretary Securities Exchange Act serve and file sion specified statement suance suant subpoena duces tecum subpoenas ad testificandum testimony therein thereof thereto tion transcript Unless otherwise ordered unless the Commission waived witness written communication
Pasajes populares
Página 9 - Witnesses summoned before the Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Página 10 - The testimony of the witness shall be reduced to writing by the officer before whom the deposition is taken, or under his direction, after which the deposition shall be subscribed by the witness and certified in usual form by the officer. After the deposition has been so certified it shall, together with a copy thereof made by such officer or under his direction, be forwarded by...
Página 10 - ... has been unable to procure the attendance of the witness by subpoena; or (E) upon application and notice, that such exceptional circumstances exist as to make it desirable, in the interest of justice and with due regard to the importance of presenting the testimony of witnesses orally in open court, to allow the deposition to be used.
Página 16 - In computing any period of time prescribed or allowed by these rules, by order of court, or by any applicable statute, the day of the act, event, or default after which the designated period of time begins to run is not to be included. The last day of the period so computed is to be included, unless it is a Sunday or a legal holiday, in which event the period runs until the end of the next day which is neither a Sunday nor a holiday.
Página 10 - ... unless it appears that the absence of the witness was procured by the party offering the deposition; or...
Página 15 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 9 - ... clerk or other person in charge thereof; or, if there is no one in charge, leaving it in a conspicuous place therein; or, if the office is closed or the person to be served has no office, leaving it at his dwelling house or usual place of abode with some person of suitable age and discretion then residing therein.
Página 8 - Limitations on postponements and adjournments. A hearing before a hearing officer shall begin at the time and place ordered by the Commission, provided that, within the limits provided by statute, the hearing officer may for good cause postpone the commencement of the hearing for not more than 30 days or change the place of hearing.
Página 10 - In writing setting forth the reasons why such depositions should be taken, the name and post office address of the witness, the matters concerning which It Is expected the witness will testify, and the time and place proposed for the taking of the deposition...
Página 16 - Montana, Nebraska, Nevada, New Mexico, North Dakota, Oregon, South Dakota, Utah, Washington, and Wyoming.