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" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Compilation of Releases Dealing with Matters Frequently Arising Under the ... - Página 4
por United States. Securities and Exchange Commission - 1970 - 102 páginas
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...deems it necessary or desirable, of consolidated balance sheets or income accounts of any ]>ers<>ri directly or indirectly controlling or controlled by...direct or indirect common control -with the issuer. Mr. CORCORAN. But that again conies down to uniform accounting methods, which we have just discussed,...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...it necessary or 'i'-'irable. of consolidated balance sheets or income accounts of any person iro-tly or indirectly controlling or controlled by the issuer, or any person under ii'it or indirect common control with the issuer; but insofar as they relate t» any common carrier...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but insofar as they relate to any common carrier subject to the provisions of section 20 of the Interstate...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...EXCHANGE REGULATION 513 it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...quoting from the bill— it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting...
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Decisions and Reports, Volumen7

United States. Securities and Exchange Commission - 1941 - 1192 páginas
...underwriter or dealer not in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall...direct or indirect common control with the issuer. It is apparent that Hoover is a "person directly or indirectly controlling * * * the issuer * * *"...
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Decisions and Reports, Volumen29

United States. Securities and Exchange Commission - 1955 - 920 páginas
...purchased from an issuer with a view to ... the distribution of any security" and provides further that "As used in this paragraph the term 'issuer' shall...indirectly controlling or controlled by the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons controlling...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1938 - 128 páginas
...the term "issuer" shall include, in addition to an "issuer" within the meaning of section 3 (a) (8), any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. As used in this rule, the term "issue" shall include, in addition to an issue of securities issued...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...sells for an issuer in connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall...issuer, any person directly or indirectly controlling . . . the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons...
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