 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...effective as to such indenture, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or cause... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...is in effect as to a security, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell or offer to buy such security through the us* or medium of any prospectus or otherwise: or "(2)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...qualification is effective, it shall be unlawful for any person, directly or indirectly — • (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...for qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...i< in effect as to a security, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2)... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...is In effect as to a security, It shaU be unlawful for any person, directly or Indirectly — "(1) to make use of any means or instruments of transportation...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
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Any person who— (1) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments... 
