| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication " means communication of any kind or description,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication" means communication of any kind or description including... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication" means communication of any kind or description including... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...Section 13) defines the term "sell" to include "every contract of sale or disposition of, attempt r offer to dispose of. or solicitation of an offer to buy. a security or interest in a security, >r value. * * *." The Commission's view has been that it Is essential to a "sale" ii'I'T Section 2... | |
| United States. Securities and Exchange Commission - 1960 - 996 páginas
...unless a registration statement has been filed. Section 2(3) defines "offer to sell" to include "every attempt or offer to dispose of, or solicitation of an offer to buy, a security for value." Section 2(10) defines a "prospectus" to mean "any prospectus, notice, circular, advertisement,... | |
| United States. Securities and Exchange Commission - 1943 - 1160 páginas
..."sale" has the meaning given in Section 2 (3) of the Act: "Any contract of sale or disposition of, attempt or offer to dispose of, or solicitation of an offer to buy." Immediately below Rule 5 in these instructions appears the following note : Note: The Commission deems... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
..."Sale", "sell", "offer to sell", or "offer for sale" includes every contract of sale or disposition of, attempt or offer to dispose of, or solicitation of...buy, a security or interest in a security, for value. Any security given or delivered with, or as a bonus on account of, any purchase of securities or any... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
..."Sale", "sell", "offer to sell", or "offer for sale" includes every contract of sale or disposition of, attempt or offer to dispose of, or solicitation of...buy, a security or interest in a security, for value. Any seciirity given or delivered with, or as a bonus on account of, any purchase of securities or any... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...to sell," or "offer for sale" includes every contract of sale or disposition of, attempt or offer id dispose of, or solicitation of an offer to buy, a security or interest in a security, for value. Any security given or delivered with, or as a bonus on account of, any purchase of securities or any... | |
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