Annual Report of the SEC. |
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Términos y frases comunes
additional amended American amount annual reports Appeals applications assets Association bonds brokers certificates changes Circuit Commission committee common consent Corporation Court dealer defendants deposit directors District effective Electric examiner exemption filed firm fiscal foreign granted hearing Holding Company Holding Company Act indictment industries injunction interest investment involving issued issuers July June 30 Light listed March material matters MICHIGAN Mines months national securities exchanges offered officer operations party pending period Permanent person Power practice proceedings proceeds provisions Public Utility Holding purchase pursuant to Section received registration statement regulations relating reorganization represented respect rules Securities Act Securities Exchange Act Sept Service shares Southern Stock Exchange subsidiary suits thereof tion trading transactions trial trust United Utility Holding Company violations York
Pasajes populares
Página 40 - Witnesses summoned before the Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Página 118 - In computing any period of time prescribed or allowed by these rules, by order of court, or by any applicable statute, the day of the act, event, or default after which the designated period of time begins to run is not to be included. The last day of the period so computed is to be included, unless it is a Sunday or a legal holiday, in which event the period runs until the end of the next day which is neither a Sunday nor a holiday.
Página 52 - The testimony of the witness shall be reduced to writing by the officer before whom the deposition is taken, or under his direction, after which the deposition shall be subscribed by the witness and certified in usual form by the officer. After the deposition has been so certified it shall, together with a copy thereof made by such officer or under his direction, be forwarded by...
Página 107 - The Commission may deny, temporarily or permanently, the privilege of appearing or practicing before it in any way to any person who is found by the Commission after...
Página 62 - Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security...
Página 52 - Depositions may also be taken and submitted on written interrogatories in substantially the same manner as depositions taken by oral examination.
Página 63 - The Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935 were all based in part on the postal power.
Página 152 - Objections to questions or evidence shall be in short form, stating the grounds of objection relied upon, but no transcript filed by the officer shall include argument or debate. Objections to questions or evidence shall be noted by the officer upon the deposition, but he shall not have power to decide on the competency or materiality or relevance of evidence, and he shall record the evidence subject to objection.
Página 41 - And if in its opinion the public interest so requires, summarily to suspend trading in any registered security on any national securities exchange for a period not exceeding ten days, or with the approval of the President, summarily to suspend all trading on any national securities exchange for a period not exceeding ninety days.
Información bibliográfica
| Título | Annual Report of the SEC. |
| Autor | United States. Securities and Exchange Commission |
| Editor | U.S. Government Printing Office |
| Procedencia del original | Universidad de Michigan |
| Digitalizado | 30 Mar 2006 |
| Exportar cita | BiBTeX EndNote RefMan |