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FOR ANNUAL AND OTHER REPORTS OF ISSUERS HAVING SECURITIES REGISTERED ON NATIONAL SECURITIES EXCHANGES

Form 8-K for Current Reports. Reports on this form are to be Sed in the first 10 days of the month following the month in which there occurs any of the following events:

1. Material amendments of exhibits previously filed.

2. The execution of new voting trust agreements and certain other instruments.

3. Substantial restatements of the capital shares account. 4. The issuance of any new class of securities, or an increase or decrease of more than 5 percent in the amount of any class of securities outstanding.

5. Under certain circumstances, the granting by the registrant of options to purchase any of its equity securities, or the extension or exercise of such options.

6. A person's becoming or ceasing to be a parent or subsidiary of the registrant.

7. Substantial revaluations of the registrant's assets.

8. Substantial withdrawals or substitutions of property securing any registered securities.

No reports of this type are called for unless at least one of the above events occurs and has not already been reported to the Commission in a registration statement or an annual report under the Securities Exchange Act of 1934. This form does not call for the iling of interim financial statements.

If any of the above events has already occurred since the close of the fiscal year covered by the registrant's first annual report (or in the case of an issuer which had no securities registered on Dec. 31, 1935, if any such event has occurred since the date on which registration of any of its securities first became effective) and has not been previously reported, such event, as well as any other of the specified events which may occur on or before December 31, 1936, must be reported on this form, 8-K, on or before January 10, 1937. Thereafter, a current report is to be filed within 10 days after the close of any calendar month in which one or more of the events occurred. A single report may be filed with respect to all events occuring in any one month. No report need be filed for any month Juring which none of the enumerated events occurred.

Form 10-K. For corporations.-This form is to be used for the annual reports of all corporations except those for which another form is specifically prescribed.

Form 11-K. For unincorporated issuers.-This form is to be used for the annual reports of all unincorporated issuers except those for which another form is specifically prescribed.

101973-36-7

Form 12-K. For companies making annual reports under Section 20 of the Interstate Commerce Act, as amended or under Section 219 of the Communications Act of 1934.-This form is to be used for the annual reports of companies making annual reports under Section 20 of the Interstate Commerce Act, as amended, and of carriers making annual reports under Section 219 of the Communications Act of 1934, except such companies in receivership or in bankruptcy, including proceedings for reorganization pursuant to Section 77 or 77B of the Bankruptcy Act, at the close of the fiscal year for which the report is made.

Form 12A-K. For companies in receivership or bankruptcy at close of fiscal year and making annual reports under Section 20 of the Interstate Commerce Act, as amended, or under Section 219 of the Communications Act of 1934.-This form is to be used for the annual reports of companies making annual reports under Section 20 of the Interstate Commerce Act, as amended, and of carriers making annual reports under Section 219 of the Communications Act of 1934, if such companies were in receivership or in bankruptcy, including proceedings for reorganization pursuant to Section 77 or 77B of the Bankruptcy Act, at the close of the fiscal year for which the report is made. Form 13-K. For insurance companies other than life and title insurance companies.-This form is to be used for the annual reports of corporations engaged, directly or through subsidiaries, primarily in the insurance business, except corporations engaged primarily in the life- or title-insurance business. This form is not to be used by corporations engaged primarily in the business of guaranteeing mortgages or mortgage-participation certificates.

Form 14-K. For certificates of deposit issued by a committee.This form is to be used for the annual report of issuers of certificates of deposit issued by a committee.

Form 15-K. For incorporated investment companies.-This form is to be used for the annual reports of corporations engaged either directly or through subsidiaries primarily in the business of investing and reinvesting or trading in securities for the purpose of revenue and for profit, and not in general for the purpose or with the effect of exercising control.

Form 16-K. For voting trust certificates and underlying securities. This form is to be used for annual reports relating to securities evidencing a participation in a voting trust agreement or a similar agreement for the holding of securities for voting purposes and to securities held subject to such agreements.

Form 17-K. For unincorporated issuers engaged primarily in the business of investing or trading in securities.-This form is to be used for the annual reports of unincorporated issuers engaged either directly or through subsidiaries primarily in the business of investing and reinvesting or trading in securities for the purpose of revenue and for profit, and not in general for the purpose or with the effect of exercising control.

GUIDE TO FORMS ADOPTED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

Form U-1. Notification of registration.-A notification of registration. pursuant to Section 5 (a), may be filed on this Form." Form U-2. Declaration and periodic report.-This Form is to be ed by a subsidiary of a registered holding company primarily enaged in business as a broker or dealer, which claims exemption ander Rule 3D-4 and also for the quarterly reports to be filed by

such a company.

Form U-3A3-1. Quarterly statement filed by banks claiming exption. This Form is prescribed for quarterly reports to be filed by banks claiming exemption from any provisions of the Act by virtue of Rule 3A3-1.

Form U-7. Declaration filed pursuant to Section 7.-This Form s to be used by a registered holding company or subsidiary company thereof, either as a declaration in respect to the issue or sale of securities, or as a declaration in respect to the exercise by the declarant of a privilege or right to alter the priorities, preferences, voting power, or other rights of the holders of its outstanding securities. Form U-10-1. Application pursuant to Section 10 (a) (1).—This Form is to be used for applications for the approval of the acquisition of securities by a registered holding company or a subsidiary company thereof, or for approval of the acquisition of securities of public-utility company by a person who is an affiliate (as defined in Clause A of Section 2 (a) (11) of the Act) of such company and of any other public utility or holding company, or who will become such an affiliate by virtue of such acquisition.

Form U-10-2. Application pursuant to Section 10 (a) (2) or 16(a)(3).-This Form is to be used for applications for the approval of the acquisition of utility assets or other interest in any business by a registered holding company or a subsidiary company thereof.

Form U-12 (i)-1. Statement required pursuant to Section 12 -This Form is to be used for statements to be filed with the Commission, pursuant to Section 12 (i), by any person employed or Mained by any registered holding company or by any subsidiary company thereof, who presents, advocates, or opposes any matter affecting any such company before the Congress or any member or ommittee thereof, or before the Securities and Exchange Commisson or the Federal Power Commission or any member, officer, or employee of either Commission.

After Nov. 1, 1936, a notification of registration must be filed on Form U-5-A adopted Oct. 2, 1936.

Form U-13-1. Application for approval of mutual service company or declaration with respect to organization and conduct of business of subsidiary service company.-This Form is to be used, pursuant to Rule 13-22, in filing an application for approval of a mutual service company or in filing a declaration with respect to the organization and conduct of business of a subsidiary service company.

Form U-17-1.-This Form is to be used by each officer and director of a registered holding company for the statement required by Section 17 (a) as to the securities of such company or any subsidiary thereof of which he is the beneficial owner either at the time of the registration of such company or within 10 days after his appointment or election to such position. A statement must be filed on such form even though the officer or director owns no securities of such companies.

Form U-17-2.-This Form is to be used by officers and directors of registered holding companies in reporting monthly changes in their beneficial ownership of securities of such holding companies or any of their subsidiaries, as required by Section 17 (a).

Form U-17-3.-This Form is to be used for statements to be signed by officers or directors with respect to whom exemption is claimed pursuant to Rule 17C-11, from the provisions of Section 17 (c) of the Public Utility Holding Company Act of 1935.

WITHDRAWAL

SECURITIES ACT REGISTRATION STATEMENTS AS TO WHICH STOP
ORDERS, CONSENT REFUSAL ORDERS, AND
ORDERS WERE ISSUED JULY 1, 1935, TO JUNE 30, 1936 1

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Hassinger-O'Brien Lease, Butler, Pa.... Footnotes at end of table.

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