TABLE 11, PART 5.-Volume of stock sales, monthly, from July 1937 to June 1938, inclusive [Thousands of shares] Standard Stock Exchange of Spokane. Total all registered exchanges. Footnotes at end of table. TABLE 11, PART 6.--Principal amount of bond sales, monthly, from July 1937 to June 1988, inclusive [Thousands of dollars] Los Angeles Stock Exchange. New Orleans Stock Exchange. New York Curb Exchange. New York Real Estate Securities Exchange. New York Stock Exchange. Philadelphia Stock Exchange. Pittsburgh Stock Exchange. St. Louis Stock Exchange. San Francisco Curb Exchange 5. San Francisco Stock Exchange. Washington Stock Exchange.. Less than $500. For back figures see Third Annual Report, page 156; Second Annual Report, insert facing page 116; First Annual Report, pages 87-91. APPENDIX VI LITIGATION INVOLVING STATUTES ADMINISTERED BY THE COMMISSION TABLE I.-Injunctive proceedings brought by Commission under Securities Act of 1933 and Securities Exchange Act of 1934 which were pending during the fiscal year ended June 30, 1938 Automatic Guns, Inc. et al. Automatic Machine Manufacturing Benjamin Franklin Foundation, Inc. Benners, Owens & Co. et al. Boland, James J. et al.. The Bond and Share Co. et al. Bradley, Ellner Co., Inc. et al.. Brittell Oil, Inc. et al. Buckhorn Mining Co. et al. Buffalo Ontario Gold Mining Co., Capital Savings Plan, Inc. et al.. Carpenter, John E. et al.. Christianson, Mackinnon & Co., Inc.. Preliminary injunction granted May 15, 1936, against Permanent injunction by consent Feb. 8, 1938, against Permanent injunction by consent Aug. 11, 1937, Permanent injunction by consent May 21, 1938, Permanent injunction by consent Jan. 20, 1938, Permanent injunction by consent Apr. 29, 1938 Permanent injunction by consent on Dec. 16, 1937. Permanent injunction by consent June 23, 1938, Permanent injunction by consent on Sept. 4, 1937, Permanent injunction by consent on Apr. 5, 1938. Decker, A. K. 1 Western district of Wash- Nov. 5, 1937 Deer Park Natural Pigments, Inc., 2 Eastern district of Wash Aug. 19, 1937 ington. Direct Royalty Sales Corp. et al. 3 District of Columbia. Sept. 23, 1935 Double Eagle Syndicate et al. 9 Colorado Sept. 29, 1937 Hept 1. 1937. Sec. 17 (a) (1) and (2) of 1933 act. Sec. 17 (a) of 1933 act.. (a) (1) (2) and (3) of 1933 act; Secs. 5 (a) and 17 (a) of 1933 Preliminary injunction on Nov. 16, 1937, against Com- Permanent injunction by consent on Apr. 25, 1938, as Permanent injunction by consent on June 7, 1937, as Permanent injunction by consent on Jan. 20, 1938. Permanent injunction by consent on Nov. 18, 1937, Injunction granted on Jan. 21, 1937, as to 2 defendants, Preliminary injunction granted on May 20, 1936, as Permanent injunction by consent on Oct. 14, 1937. Permanent injunction by consent on Nov. 5, 1937. Permanent injunction by consent on Aug. 19, 1937, Suit dismissed on motion of Commission against 2 Permanent injunction by consent on Dec. 15, 1937 Permanent injunction granted by consent on May Permanent injunction by consent on Nov. 20, 1937, Permanent injunction as to all defendants entered on Suit dismissed against all defendants on Sept. 16, 1937, Permanent injunction by consent on Jan. 27, 1938, Permanent injunction by consent on June 27, 1938. nessee. |