The Commission may deny, temporarily or permanently, the privilege of appearing or practicing before it in any way to any person who is found by the Commission after... Annual Report of the SEC. - Página 77por United States. Securities and Exchange CommissionVista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1962 - 1022 páginas
...not independent, knowing that such i Rule II (e) of our Rules of Practice provides In pertinent part: "The Commission may disqualify, and deny, temporarily...found by the Commission after hearing In the matter ... to have engaged In unethical or Improper professional conduct." 39 SBC— 33 4132 accountant was... | |
| United States. Securities and Exchange Commission - 1960 - 996 páginas
...which was certified by Shapiro as a certified public accountant. The registration xRule II(e) provides: "The Commission may disqualIfy, and deny, temporarily...practicing before it in any way to any person who it found by the Commission after hearing in the matter "(1) not to possess the requisite qualifications... | |
| Theodore Wesley Graske - 1939 - 664 páginas
...Commission showing his authority to act in such capacity. (e) The Commission may disqualify, and denv, temporarily or permanently, the privilege of appearing...found by the Commission after hearing in the matter or (1) Not to possess the requisite qualifications to represent others; (2) To be lacking in character... | |
| 1939 - 1624 páginas
...officer to file evidence of his authority to act in such capacity. (b) Suspension. (1) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who is found (1) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
| 1939 - 1628 páginas
...officer to file evidence of his authority to act in such capacity. (b) Suspension. (1) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who Is found (i) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
| United States. Federal Power Commission - 1946 - 192 páginas
...power of attorney showing his authority to act in such capacity. (b) Suspension. (l) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who is found (i) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
| United States. Congress. House. Committee on the Judiciary - 1947 - 990 páginas
...power of attorney showing his authority to act in such capacity. "(b) Suspension: (1) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who is found (i) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
| United States. Congress. House. Committee on the Judiciary - 1948 - 506 páginas
...power of attorney showing his authority to act in such capacity. "(b) Suspension: (1) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who is found (i) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
| 1965 - 438 páginas
...file a power of attorney with the Board showing his authority to act in such capacity. (f) The Board may disqualify, and deny, temporarily or permanently,...before it in any way to any person who is found by the Board after hearing in the matter: (1) Not to possess the requisite qualifications to represent others;... | |
| 1969 - 1006 páginas
...waiver of the right to service of documents issued by the Commission. (b) Suspension. (1) After hearing the Commission may disqualify and deny, temporarily...practicing before it in any way to any person who Is found (i) not to possess the requisite qualifications to represent others, or (ii) to have engaged in unethical... | |
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