The Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935 were all based in part on the postal power. Annual Report of the SEC. - Página 63por United States. Securities and Exchange CommissionVista completa - Acerca de este libro
| United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...responsibility of conducting trailing, accounting, and legal Investigations and hearings with a view to the efficient enforcement of the Securities Act...Exchange Act of 1934, and the Public Utility Holding Co. Act of 1935. Each regional office serves the general and investing public within the zone over... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...registrants, brokers, dealers, and the general public with respect to interpretations and requirements of the Securities Act of 1933, the Securities Exchange...1934, and the Public Utility Holding Company Act of 1935, and rules and regulations promulgated pursuant thereto; and cooperate with the chambers of commerce,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...aggressive action — action as constructive and as progressive as that which produced the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. There is such a national investor interest and stake in these reorganizations that mild or temporizing... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...aggressive action — action as constructive and as progressive as that which produced the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. There is such a national investor interest and stake in these reorganizations that mild or temporizing... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 332 páginas
...point to a single instance where investors have suffered loss on an issue subsequent to the enactment of the Securities Act of 1933, the Securities Exchange...1934, and the Public Utility Holding Company Act of 1935. If there are such instances, they should be brought to light with definite proof that the loss... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...correlate and integrate into as simple, definite, and concise form as possible the various provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and this legislation, so that as a result of such consolidation and simplification many of the barriers... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...correlate and integrate into as simple, definite, and concise form as possible the various provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and this legislation, so that as a result of such consolidation and simplification many of the barriers... | |
| United States. Temporary National Economic Committee - 1940 - 1604 páginas
...1. SOURCES OP INFORMATION The registration statements and annual reports filed under the iecurities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 constituted the major sources of information in total assets utilized in the selection of companies.... | |
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