Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642, Bills to Amend the Securities Act of 1933, as Amended, and the Securities Exchange Act of 2934, as Amended, to Extend Disclosure Requirements to the Issuers of Additional Publicly Traded Securites, to Provide for Improved Qualification and Disciplinary Procedures for Registered Brokers and Dealers, and for Other Purposes ...U.S. Government Printing Office, 1964 - 1418 páginas |
Términos y frases comunes
accounting additional adopted amendment American Stock Exchange amount annual statement form assets Association of Insurance banks bill broker broker-dealers capital CARY Chairman committee commodity Congress corporation CURTIN customers D.C. DEAR dealer December 31 DINGELL disclosure examination Exchange Commission exemption Federal filed financial statements Foreign Commerce FUNSTON future contracts GRADY included industry insider trading Insurance Co Insurance Commissioners interest Interstate and Foreign investment investors issuer issues KEITH legislation liability loans matter member firms membership ment merger mutual fund NAIC NASD National Association November 22 OREN HARRIS over-the-counter panies percent policyholders problem procedures proposed protection provisions proxy purchased question recommendations record registered regulation regulatory Representatives respect responsibility rules Securities and Exchange Securities Exchange Act selling Senate shareholders shares sold Special Study specialist STAGGERS stock insurance companies stockholder information supplement tion trading transactions Washington York Stock Exchange