General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935 ...U.S. Government Printing Office, 1937 |
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... respect to limited acquisition of utility assets__ . 302 U - 42 . Acquisition , retirement and redemption of securities by the issuer thereof___ 303 U - 43 . Sales to affiliates__ 304 U - 44 . Sales of utility securities and assets_ ...
... respect to limited acquisition of utility assets__ . 302 U - 42 . Acquisition , retirement and redemption of securities by the issuer thereof___ 303 U - 43 . Sales to affiliates__ 304 U - 44 . Sales of utility securities and assets_ ...
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... Act with respect to the acquisition of any securities by such bank— ( 1 ) As collateral for a bona fide debt ; or ( 2 ) Solely for purposes of liquidation in connection with a bona fide debt previously contracted ; or ( 3 ) In the ...
... Act with respect to the acquisition of any securities by such bank— ( 1 ) As collateral for a bona fide debt ; or ( 2 ) Solely for purposes of liquidation in connection with a bona fide debt previously contracted ; or ( 3 ) In the ...
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... Act with respect to the acquisition of any securities for the account of customers , or in connection with any underwriting entered into with the intention of effecting immediate distribution of such securities . ( c ) Definition of ...
... Act with respect to the acquisition of any securities for the account of customers , or in connection with any underwriting entered into with the intention of effecting immediate distribution of such securities . ( c ) Definition of ...
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... Act and rules thereunder , with respect to any transaction which is approved by the Interstate Commerce Commission , except that the exemption from section 9 ( a ) provided by this rule shall not be applicable to any acquisition of ...
... Act and rules thereunder , with respect to any transaction which is approved by the Interstate Commerce Commission , except that the exemption from section 9 ( a ) provided by this rule shall not be applicable to any acquisition of ...
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... Act , or is exempted without qualification by order pursuant to section 3 ... respect to any such companies so deemed to be included pursuant to this rule ... Act and which is not a subsidiary of any registered holding company ...
... Act , or is exempted without qualification by order pursuant to section 3 ... respect to any such companies so deemed to be included pursuant to this rule ... Act and which is not a subsidiary of any registered holding company ...
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Términos y frases comunes
acquiring company Act with respect affiliate application or declaration asso associate company thereof Atchafalaya River August 26 authorization become effective capital company or subsidiary cost declaration notifying declaration or application deemed documents effective date electric or gas evidence of indebtedness exempt from section exemption provided financial connection financial institution finder's fee Form prescribed gas utility company Holding Company Act holding company system Interstate Commerce Commission investment banker investors or consumers issuance or sale mutual service company notification officer or director pany percent performing services person prior proposed transaction provisions of rule provisions of section Public Utility Holding public-utility or holding pursuant to section registered holding company reorganization rule U-6 sale of securities section 13 section 9 securities issued services or construction struction subsidiary company thereof subsidiary service company subsidiary thereof System of Accounts therein tion transaction consists trust underwriter Uniform System unless otherwise utility assets Utility Holding Company