Investment Company Act of 1940, as AmendedU.S. Government Printing Office, 1966 |
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H R 10065 | 1 |
General definitions__ | 2 |
Definition of investment company | 7 |
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Términos y frases comunes
affiliated person aggregate amended amount application asset coverage board of directors centum class of senior closed-end company Commission may prescribe Company Act contract court curities deemed depositor distribution dividend documents effective date employee engaged exemption face-amount certificate company filed instrumentality of interstate insurance company interstate commerce investment adviser issue or sell issuer istered mails management company March 15 means or instrumentality ment company necessary or appropriate net asset value officer otherwise outstanding voting securities paid-up certificate pany paragraph payment or payments principal underwriter protection of investors provisions public interest public offering purchase purposes redeemable security regis registered company registered investment company registration statement regulations or order reserve payments respect rules and regulations sales load section 28 Securities Act securities issued security holders senior securities representing short-term paper suant subsection thereof tificate tion transaction trustee or custodian unit investment trust unlawful unless vestment company voting trust