Official Gazette, Volumen96,Temas13-14National Print. Office., 2000 |
Dentro del libro
Resultados 1-5 de 24
Página ii
... Investment House 13 SECTIONS 4127Q – 4140Q ( Reserved ) ......... 19 B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION 4106Q Minimum Capital- ization 13 SECTION 4141Q Definition and Quali- fications of Directors 19 SECTION ...
... Investment House 13 SECTIONS 4127Q – 4140Q ( Reserved ) ......... 19 B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION 4106Q Minimum Capital- ization 13 SECTION 4141Q Definition and Quali- fications of Directors 19 SECTION ...
Página 10
... investment house , investment company , financing company , securities dealer / broker , lending investor , pawnshop , money broker , fund manager , cooperative , insurance company , non - stock savings and loan association and building ...
... investment house , investment company , financing company , securities dealer / broker , lending investor , pawnshop , money broker , fund manager , cooperative , insurance company , non - stock savings and loan association and building ...
Página 11
... investment house violating the provisions of this Subsection shall be subject to the sanctions provided in Sections 12 and 16 of P.D. No. 129 , as amended . Sec . 4102Q Preconditions for the Exercise of Quasi - Banking Functions . Only ...
... investment house violating the provisions of this Subsection shall be subject to the sanctions provided in Sections 12 and 16 of P.D. No. 129 , as amended . Sec . 4102Q Preconditions for the Exercise of Quasi - Banking Functions . Only ...
Página 12
... investment house and at least sixty percent ( 60 % ) of the voting stock in other non - bank financial intermediaries authorized to engage in quasi - banking functions ( NBQBs ) , shall be owned by citizens of the Philippines . In ...
... investment house and at least sixty percent ( 60 % ) of the voting stock in other non - bank financial intermediaries authorized to engage in quasi - banking functions ( NBQBs ) , shall be owned by citizens of the Philippines . In ...
Página 13
... Investment House . Applications for license as an investment house referred to the BSP by the Securities and Exchange Commission ( SEC ) pursuant to P.D. No. 129 shall be evaluated in accordance with the Guidelines to Evaluate Investment ...
... Investment House . Applications for license as an investment house referred to the BSP by the Securities and Exchange Commission ( SEC ) pursuant to P.D. No. 129 shall be evaluated in accordance with the Guidelines to Evaluate Investment ...
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amount and/or Annex Appellant Appellee Appendix application appropriate supervising approval assets authorized to engage Bangko Sentral banks board of directors borrowings business days Cantal capital cash Category A-1 Category A-2 reports Commission contract corporation credit accommodation debt instrument deposit substitute derivatives activities DIRECTOR DIRECTOR DIRECTOR duly evidences of indebtedness examining department fees fiduciary business filed finance charge financial intermediary financial statements financing company funds government securities hereby institution's Institutions Q Regulations interest Investment House investment management activities issued issuer liabilities loan long-term commercial papers Manual of Regulations maturity Metro Manila minimum Monetary Board NBQB Non-Bank Financial Institutions NSSLA officers operations outstanding past due pawn pawnshop payment PCHC percent person petitioners Philippines prescribed Provided Q Regulations APP quasi-banking functions registration Regulations for Non-Bank Regulations Manual repurchase agreements Reserved risk sanctions SCRA Section signatories stockholders submitted Subsec supervising and examining thereof transactions