United States Securities Law: A Practical GuideKluwer Law International B.V., 2006 M01 1 - 299 páginas Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking. |
Dentro del libro
Resultados 1-5 de 80
... 4 Integrated Disclosure System 3 § 5 Other Securities Laws 4 § 6 Additional Federal Regulation 4 § 7 Organization of this Book 5 Chapter 1 Public Offerings 7 Section 1 ... Section 2 Registration Procedure 12 1.2.1 Role of Counsel and.
... Commercial Paper 61 2.1.2 Section 3(a)(2): Securities Issued by a Bank 64 2.1.3 Issues in Connection with a Reorganization 65 2.1.4 Other Exempt Securities 65 Section 2 Exemptions from Registration Based on the Type of vi Table of Contents.
... 4 Small-Scale Offering Exemptions from Registration 69 2.2.5 Employee Share Purchase Plans 71 2.2.6 Spin-offs 71 Section 3 International Offerings 73 2.3.1 Traditional Principles – Release 4708 74 2.3.2 RegulationS 74 2.3.3 General ...
... Section 4 Problems Posed by the Investment Company Act 109 3.4.1 Exclusion of Foreign Investment Companies 111 3.4.2 The “Investment Company Act Problem” 111 Section 5 Research 117 Section 6 IPO Practices 118 Section 7 State Securities ...
... 4 Other 1934 Act Regulations Applicable upon Registration 133 Section 3 Integrated Disclosure Requirements 134 4.3.1 1933 Act Disclosure Requirements: Eligibility Criteria for the Forms 134 4.3.2 Contents of Form F-1 135 4.3.3 ...
Contenido
Introduction | 1 |
Chapter | 7 |
Section | 11 |
Changes in Offering Size and Price | 24 |
Global Offerings | 33 |
Section 2 | 36 |
Section 4 | 57 |
Section 4 | 72 |
5 | 161 |
Going Private Transactions | 176 |
Section 5 | 178 |
Section 7 | 190 |
Section 9 | 199 |
Chapter 6 | 209 |
Insider Trading | 220 |
Other Laws | 236 |
Section 3 | 73 |
Section 4 | 83 |
Section 6 | 90 |
3 | 95 |
Problems of Integration Between Public | 106 |
Research | 117 |
4 | 125 |
Integrated Disclosure Requirements | 134 |
Corporate Governance | 154 |
7 | 239 |
OvertheCounter Markets | 245 |
Chapter 8 | 253 |
Enforcement of Securities Regulations | 263 |
Regulation of BrokerDealers | 267 |
Chapter 9 | 277 |
Other Financial Instruments | 285 |
291 | |
Otras ediciones - Ver todas
United States Securities Law: A Practical Guide James M. Bartos,Jim Bartos Vista previa limitada - 2006 |
United States Securities Law:A Practical Guide James M. Bartos,Frank-Emmanuel Dangeard Vista de fragmentos - 1992 |