United States Securities Law: A Practical GuideKluwer Law International B.V., 2006 M01 1 - 299 páginas Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking. |
Dentro del libro
Resultados 1-5 de 81
... Securities Law: A Practical Guide Third Edition Jim Bartos Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws ...
... Securities Regulation 1 § 1 Concurrent Federal and State Jurisdiction 1 § 2 Theory of Full Disclosure 1 § 3 Basic Structure of Federal Regulation – 1933 Act and 1934 Act 2 § 4 Integrated Disclosure System 3 § 5 Other Securities Laws ...
... Securities Laws 120 3.7.1 History of Blue Sky laws 120 3.7.2 Uniform Securities Act 120 3.7.3 State Registration Requirements; Exemptions 121 3.7.4 Legal Investment Laws 123 Section 8 Self-Regulatory Agencies 123 Chapter 4 1934 Act ...
... Securities used as Transaction Consideration 178 Section 5 Proxy Solicitations 180 5.5.1 Application of Proxy Rules 180 5.5.2 Regulation 14A 181 Section 6 Strategies for Foreign – Foreign Bids 181 5.6.1 General Principles 182 5.6.2 The ...
... Regulation FD 211 6.1.3 The Application of Regulation FD ... Securities 225 6.3.1 Purchases During a Distribution: Regulation M 225 6.3.2 Broker-Dealer Activities 229 6.3.3 Margin Transactions: Regulations T, U and X 234 Section 4 Other Laws ...
Contenido
Introduction | 1 |
Chapter | 7 |
Section | 11 |
Changes in Offering Size and Price | 24 |
Global Offerings | 33 |
Section 2 | 36 |
Section 4 | 57 |
Section 4 | 72 |
5 | 161 |
Going Private Transactions | 176 |
Section 5 | 178 |
Section 7 | 190 |
Section 9 | 199 |
Chapter 6 | 209 |
Insider Trading | 220 |
Other Laws | 236 |
Section 3 | 73 |
Section 4 | 83 |
Section 6 | 90 |
3 | 95 |
Problems of Integration Between Public | 106 |
Research | 117 |
4 | 125 |
Integrated Disclosure Requirements | 134 |
Corporate Governance | 154 |
7 | 239 |
OvertheCounter Markets | 245 |
Chapter 8 | 253 |
Enforcement of Securities Regulations | 263 |
Regulation of BrokerDealers | 267 |
Chapter 9 | 277 |
Other Financial Instruments | 285 |
291 | |
Otras ediciones - Ver todas
United States Securities Law: A Practical Guide James M. Bartos,Jim Bartos Vista previa limitada - 2006 |
United States Securities Law:A Practical Guide James M. Bartos,Frank-Emmanuel Dangeard Vista de fragmentos - 1992 |