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INDEX OF DOCUMENTS AND TESTIMONIES

[This is not a complete index of the evidence submitted in Case 5. Only those documents and testimonies which are reproduced herein are listed.]

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Pros. Ex. 734...... Extracts from a report of speeches

by Hitler and Goering to Ger-
man industrialists on 20 Febru-
ary 1933, found in Gustav
Krupp's file "Private Corre-
spondence 1933-34."

EC-453........Pros. Ex. 682...... Letter from von Schroeder to

EC-454.

..Pros. Ex. 681..

Himmler, 21 September 1943,
transmitting list showing contri-
butions by members of the Cir-
cle of Friends totaling 1,100,000
Reichsmarks, and expressing
satisfaction in being of assist-
ance to Himmler “in his special
tasks."

.......Letter from von Schroeder to
Himmler, 27 August 1943, con-
gratulating him on his appoint-
ment as Reich Minister of the
Interior, and announcing that
the Circle of Friends has again
placed a sum "slightly in excess
of 1 million marks" at Himm-
ler's disposal for "special pur-
poses."

NI-028........ Pros. Ex. 8........ Article in "The Archive," Decem

ber 1937, concerning the ap-
pointment of military economy
leaders.

NI-048..... Pros. Ex. 516...... Correspondence and discussion in

volving claims of German iron
and steel manufacturers with
respect to the ownership and
operation of mines and steel
works in areas of western Eu-
rope newly occupied by Ger-
many, June 1940.

NI-049..... ..Pros. Ex. 534......Letter from von Hanneken to

Poensgen, 31 January 1941,
showing German concerns as-
signed to operate iron smelting
works in Lorraine and Luxem-
bourg on behalf of the Reich
with conditional opportunity to
purchase after the war, allot-
ment of Rombach to Flick, and
related matters.

Page

230

270

269

246

873

900

Document No.

Exhibit No.

Description

Page

NI-051... .........Pros. Ex. 509...... Extracts from the report on Goer- 239

ing's speech before leading
industrialists at the "Preussen-
haus", 17 December 1936, con-
cerning the execution of the
Four Year Plan.

NI-456........Pros. Ex. 154......Copy of letter from Sauckel's of

fice to two regional labor offices,
10 March 1943, reporting results
of an inspection at eastern
workers' camps of Ruhr fac-
tories, and undated memoran-
dum from Sauckel's office to the
Reich Association Iron, trans-
mitting copy and requesting
steps to redress grievances
noted.

NI-784........Pros. Ex. 397...... Memorandum of defendant Flick,

19 January 1938, made in prep-
aration for an imminent confer-
ence with Hermann Goering,
outlining what Flick intended to
tell Goering about the Petschek
question and related matters.

NI-889........Pros. Ex. 453......File note of defendant Stein

brinck on conversations with
Voss of the Hermann Goer-
ing Works on the Petschek ques-
tion, 2 February 1939, concern-
ing possibilities of exchange of
coal with the Hermann Goering
Works, various claims to Pet-
schek brown coal, and related
matters.

742

450

511

NI-891........Pros. Ex. 451...... Copy of a letter from Dr. Leising, 509

NI-892........

trustee for the Ignaz Petschek
Production Companies, to an un-
named addressee, 27 January
1939, requesting proposals for
the sale of "your industrial en-
terprise" by 28 February 1939,
and related matters.

.Pros. Ex. 450......Copy of letter from the Reich

Ministry of Economics to an
unnamed addressee 19 January
1939, directing sale of an indus-
trial enterprise, appointing Dr.
Leising as trustee of the enter-
prise, and related matters.

NI-894........ Pros. Ex. 444...... File note by defendant Stein

508

496

brinck, 13 October 1938, con-
cerning measures taken with
respect to the Ignaz Petschek

enterprise in Aussig after Ger

Document No.

Exhibit No.

Description

many occupied the Sudetenland,
the report that the Petscheks
were now prepared to sell,
Flick's continuing authority to
negotiate, and related matters.

NI-895........Pros. Ex. 443...... File note of defendant Steinbrinck,

7 October 1938, concerning the
appointment of a commissioner
for the Ignaz Petschek firm in
Aussig, the transfer of firms in
the Sudetenland to the Her-
mann Goering Works, and re-
lated matters.

NI-897........Pros. Ex. 438......Letter from defendant Steinbrinck

to Neumann, 22 June 1938, con-
cerning the indifferent attitude
of the Ignaz Petschek group, the
expediency of legal measures to
achieve Aryanization, and re-
lated matters.

NI-898........Pros. Ex. 437...... Letter from Hugo Dietrich to de

fendant Steinbrinck, 20 June
1938, transmitting an analysis
of present and proposed German
laws under which the Ignaz
Petschek properties might be
transferred to German hands.

NI-899..... .Pros. Ex. 416...... Letter from Goering to defendant

Flick, 1 February 1938, ordering
Flick to make known Flick's ex-
clusive right to negotiate the
acquisition of Petschek proper-
ties, and cancelling all other
negotiations.

NI-900........Pros. Ex. 411......Letter from Hermann Goering to

NI-903..

Pros. Ex. 679.....

NI-929..

defendant Flick, 21 January 1938, empowering Flick alone to conduct negotiations with representatives of the Petschek groups concerning the possibilities of acquiring the entire Petschek properties. (Photographic reproduction of this document appears on p. 1242.) Affidavit of Wilhelm Keppler, 24 September 1946, concerning the establishment, membership and activities of the Circle of Friends.

Pros. Ex. 458...... Memorandum of defendant Stein

brinck for defendant Flick, 24
February 1939, concerning the
forthcoming plan of the Reich
Ministry of Economics for dis-

Page

495

485

480

464

460

285

524

Document No.

Exhibit No.

Description

tributing Ignaz Petschek prop-
erties, proposed strategy for
meeting associated problems,
and related matters.

Page

NI-931... ........Pros. Ex. 485...... Handwritten letter from defend- 569

ant Steinbrinck to defendant
Flick, 29 December 1939, noting
the extension of Flick's enter-
prises during the last year,
Steinbrinck's separation from
the Flick Concern, and other
matters.

NI-932........Pros. Ex. 471...... File note of defendant Steinbrinck,

8 November 1939, concerning
discussions with Hahn and State
Secretary Koerner on exchange
negotiations between repre-
sentatives of the Hermann
Goering Works and Flick, the
plan for exchange presented by
Steinbrinck to Koerner, and re-
lated matters.

NI-934........Pros. Ex. 478...... Draft of a directive proposed by

defendant Steinbrinck for issu-
ance by the Plenipotentiary for
the Four Year Plan, 6 Decem-
ber 1939, and transmitted to the
chief of Goering's personal staff,
Dr. Gritzbach.

NI-935........ Pros. Ex. 476...... Directive of Koerner, State Secre

tary and Goering's permanent
deputy for the execution of the
Four Year Plan, to Flick, 6 De-
cember 1939, stating that special
importance is attached to the
rapid conclusion of the negotia-
tions on the exchange of soft
coal for brown coal.

NI-936........Pros. Ex. 477...... File note by defendant Steinbrinck,

6 December 1939, noting meas-
ures taken to obtain a "direc-
tive for the exchange of soft
coal for brown coal.”

NI-937........Pros. Ex. 480...... Preliminary contract between

551

561

562

559

563

Flick's Harpen Company and the
Hermann Goering Works, 9 De-
cember 1939, on the "exchange
of soft coal for brown coal."

NI-1644....... Pros. Ex. 536...... Letter from defendant Flick to the

trustee for enemy property,
group industrial economy in
Lorraine, 1 March 1941, concern-
ing the assumption of trustee-
ship over the Rombach and

904

Document No.

Exhibit No.

Description

Machern plants, formation of a
special company to manage the
plants, and related matters.

NI-1887.......Pros. Ex. 541...... Extracts from a memorandum of

a conference of Roechling,
Plenipotentiary for Iron and
Steel in Lorraine, and represent-
atives of the Kloeckner and
Flick concerns in the Flick of-
fices in Berlin, 27 May 1941, con-
cerning the option to purchase
Lorraine plants under trustee
administration and related mat-

ters.

Page

911

NI-1960....... Pros. Ex. 305...... Memorandum for defendant Flick 734

NI-1988... Pros. Ex. 544..

on telephone call from the Reich
Association Iron, 1 August 1942,
stating that the association de-
sired statistics from the various
Flick plants on the approxi-
mate number of foreign labor-
ers requested and allotted for
the period of 1 June to 31 July
1942.

Plant lease contract for the Rom-
bach and Machern plants, 15
December 1942, signed by the
administrator of the iron found-
ries of Lorraine and defendant
Flick, with effect as of 1 March
1941.

NI-2502....... Pros. Ex. 542...... Notes of the Flick Concern on a

conference between a represent-
ative of the office of civilian ad-
ministration in Lorraine, defend-
ant Burkart, and Raabe, con-
cerning the Rombach plant
lease contract.

NI-2507.......Pros. Ex. 538...... Memorandum of Hermann Roech

ling and Karl Raabe, 1 March
1941, concerning the formal
transfer of the trustee operation
of Rombach to the Flick Con-

cern.

NI-2508.......Pros. Ex. 535...... Letter from the trustee for enemy

property in Lorraine to the Flick
Concern, 20 February 1941, con-
cerning Flick's taking over the
operation of Rombach and
Machern.

NI-2513.......Pros. Ex. 546...... Extracts from notes for defendant

Flick on a conference of defend-
ant Kaletsch and Dr. Basler

920

913

909

903

925

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