...applicable in the context of bank corporate financing activities. In the case of TT/ If the requirements of the New York Stock Exchange ("NYSE") or the American Stock Exchange ("Amex") were applicable to banks, they would also be required to retain and make their advertising material...

...part are thinly traded in the secondary markets, the securities of the new entity often are listed on the New York Stock Exchange ("NYSE") or the American Stock Exchange ("AMEX") or traded on NASDAQ. 4/ Before sponsors may proceed with a roll-up, the requisite number of limited...

...thinly traded in the secondary markets, if at all, the securities of the new entity often are listed on the New York Stock Exchange ("NYSE") or the American Stock Exchange ("AMEX") or quoted on NASDAQ. £/ Before sponsors may proceed with a roll,up, the requisite number of limited...

...50 largest targets that satisfy the following two criteria: the acquirer is a US company listed on the New York Stock Exchange (NYSE) or the American Stock Exchange (Amex), and the target and acquirer are not financial or regulated companies. Target-firm size is computed...

...of the given merger or acquisition official announcement. The stocks of the megabanks were traded in either the New York Stock Exchange (NYSE) or the American Stock Exchange (AMEX) on the date of the announcement over the given period, 1990 through 1997. The total population is restricted...

...mid- or large-cap stocks. Third market Exchange-listed securities, such as those that are traded on the New York Stock Exchange (NYSE) or the American Stock Exchange (AMEX), may also be bought and sold off the exchange, or over-the-counter (OTC), in what is known as the third...

...fines. Section 6 of the Exchange Act provides authority for any registered securities exchange, such as the New York Stock Exchange (NYSE) or the American Stock Exchange (Amex), to impose fines and other sanctions on members who violate securities laws and regulations and SRO...