 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
...securities, and owns or proposes to acquire Investment securities having a value exceeding 40 percentum of the value of such issuer's total assets (exclusive...subsidiaries of the owner which are not investment companies. Applicant's assets, in summary, are as follows : Summary of Asgetn (*» of December 31, 1940) Percentage*... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 páginas
...installment type, or has been engaged in such business and haa any such certificate outstanding ; or (3) is engaged or proposes to engage in the business...subsidiaries of the owner which are not investment companies. 16S.EC '•• [No. 2022] IN THE MATTER OF COMMUNITY GAS AND POWER COMPANY AMERICAN GAS AND POWER COMPANY... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...on an unconsolidated basis. Aa used In this section, "investment securities" Includes all securltiei except (A) Government securities, (B) securities issued...subsidiaries of the owner which are not Investment companies. It is clear that the applicant falls within the definition of investment company contained in this... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...this section, 'Investment securities' includes all securities except (A) Government securities, (8) securities issued by employees' securities companies,...of the owner which are not investment companies." * Derived from consolidated balance sheet of Frobisher and wholly-owned subsidiaries contained in Annual... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...securities' Includes all securities except (A) Government securities, (B) securities Issued by employee's securities companies, and (C) securities issued by...of the owner which are not investment companies." 2 Section 3(b)(2) provides In pertinent part: "(b) Notwithstanding paragraph (3) cf Subsection (a),... | |
 | United States. Securities and Exchange Commission - 1947 - 1062 páginas
...securities except (A) Government securities, (B) securities Issued by employees' securities companies, sad (C) securities issued by majority-owned subsidiaries of the owner which are not inratment companies. 11 The computation of the total assets of Setay after consummation of the transaction... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...installment type, or has been engaged in such business and has any such certificate outstanding; or (3) is engaged or proposes to engage in the business...subsidiaries of the owner which are not investment companies. (b) Notwithstanding paragraph (3) of subsection (a), none of the following persons is an investment... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...(exclusive of Government securities and cash items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except...subsidiaries of the owner which are not investment companies. (b) Notwithstanding paragraph (2) of subsection (a), none of the following issuers is an investment... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...(exclusive of Government securities and cash items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except...subsidiaries of the owner which are not investment companies. (b) Notwithstanding paragraph (2) of subsectkn (a), n< ne of the following issuers is an investment... | |
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... engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government... 
