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" ... (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities either directly... "
Small Business Investment Incentive Act: Hearings Before the Subcommittee on ... - Página 343
por United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1980 - 487 páginas
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...be an investment company on a showing that it is "primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities either directly or (A) through majority owned subsidiaries or (B) through controlled companies conducting similar types of businesses."...
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The Federal Reporter

1945 - 1204 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 páginas
...Act declaring that it was primarily engaged in a business or businesses -her than that of investing in securities, either directly or (A) through majority-owned...through controlled companies conducting similar types of businesses." In its decision, the Commission held that in determining primary business engagement under...
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Decisions and Reports

United States. Securities and Exchange Commission - 1953 - 1172 páginas
...finds and by order declares to be primarily engaged in a business or businesses other than that of Investing, reinvesting, owning, holding, or trading...through controlled companies conducting similar types of businesses . . ." 'See for example International .Mining Corporation, 12 SEC 174 (1942) ; Tobacco Product!...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading...through controlled companies conducting similar types of businesses. The filing of an application nnder this paragraph by an Issuer other than a registered...
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Decisions and Reports, Volumen27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...finds and by order declares to b« primarily engaged in m business or businesses other than that of investing. reinvesting, owning, holding, or trading...(B) through controlled companies conducting similar typea of busl"(•) To ».-quire and hold shares, stocks, debenture), bonds, obligations and securities...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading In securities either directly or (A) through majority owned subsidiaries or (B) through controlled companies conducting similar types of businesses....
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...find* and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities either directly or (A) through majority owned subsidiaries or (B) through controlled companies conducting similar types of businesses....
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Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities either directly or (A) througi majority-owned subsidiaries or (B) through controlled companies conducting similar types of...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...finds and by order declares to be primaiily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading...through controlled companies conducting similar types of businesses. The filing of an application under this paragraph by an issuer other than a registered...
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