| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...title or of any rule or regulation thereunder, If and to the extent that such exempli ou is necessary or appropriate in the public interest and consistent with the protection of investons and the purposes fairly intended by the policy and provisions of this title. •Section 10... | |
| United States. General Accounting Office - 1922 - 640 páginas
...person . . . from any provision or provisions of [the Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late filing,... | |
| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...may exempt any person, security, or transaction from any provision of the Act if and to the extent such exemption is necessary or appropriate in the...intended by the policy and provisions of the Act. Other Sections, such as 6(d), 9(b), 10 (f), 17 (b), 17 (d), and 23 (c), contain specific provisions... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...transactions, from any provision or provisions of this title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary...purposes fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984 tinuous maturing and liquidation of American Annuity's outstanding... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...purposes fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation, et al., 24 SEC 398(1946); Bankers Securities Corporation,... | |
| United States. Securities and Exchange Commission - 1956 - 716 páginas
...to be that of the holders of such company's outstanding securities (other than short-term paper)." extent that such exemption is necessary or appropriate...intended by the policy and provisions of the Act. Applicant's policy of investment in enterprises of a sort not generally eligible for investments or... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...consistent with the protection of Investors and the purpose fairly Intended by the policy and provisions of this title." 25 8. HC Sale* price, $41,000.... | |
| United States. Securities and Exchange Commission - 1943 - 1160 páginas
...conditionally or unconditionally any person, security or transaction from any or all provisions of the Act to the extent that such exemption is necessary or...with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to... | |
| United States. Securities and Exchange Commission - 1950 - 948 páginas
...respect of the time within which Cliffs is required to mail its annual report to its stockholders is appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions the reporting company la a non-dlverslfled company having one or more majority-owned subsidiaries which... | |
| United States. Securities and Exchange Commission - 1958 - 1232 páginas
...question under Section 6 (c) whether an exemption with respect to the exchange offer is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act." Sections 25 (b) and 25 (c) relating to reorganizations of registered... | |
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