 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...investment company (other than a company of the character described in section 12 (d) (3) (A) and (B), or any affiliated person of such a person or principal...advantageous than that of such other participant. Nothing contained in this subsection shall be deemed to preclude any affiliated person from acting... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...as the Commission may prescribe for the purpose of (A) limiting or preventing participation by such company on a basis different from or less advantageous than that of such other participant, and (B) protecting the independent investment and managerial judgment of such company. (b) Notwithstanding... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...as the Commission may prescribe for the purpose of (A) limiting or preventing participation by such company on a basis different from or less advantageous than that of such other participant, and (B) protecting the independent investment and managerial judgment of such company. (b) Notwithstanding... | |
 | United States - 1953 - 1692 páginas
...(other than a company of the character described in section 80a-12 (d) (3) (A) and (B) of this title) , y security (other than an exempted security) registered...contravention of such rules and regulations as the Commission Nothing contained in this subsection shall be deemed to preclude any affiliated person from acting... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1947 - 218 páginas
...investment company (other than a company of the character described in section 12 (d) (3) (A) and (B)), or any affiliated person of such a person or principal...advantageous than that of such other participant. Nothing contained in this subsection shall be deemed to preclude any affiliated person from acting... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1947 - 192 páginas
...transaction in which such registered company, or a company controlled by such registered company, is a joirit or a joint and several participant with such person,...advantageous than that of such other participant. Nothing contained in this subsection shall be deemed to preclude any affiliated person from acting... | |
 | United States - 1951 - 1044 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| |
... acting as principal to effect any transaction in which such registered company, or a company controlled by such registered company, is a joint or a joint and several participant with such person, principal underwriter, or affiliated person, in contravention... 
