Selected Articles on Federal Securities Law [of The] Section of Corporation, Banking and Business LawHerbert S. Wander, Warren F. Grienenberger American Bar Association, 1968 - 985 páginas |
Dentro del libro
Resultados 1-3 de 48
Página 154
... resale would make the president an underwriter . In an amicus curiae brief , the SEC pointed out that the stock would probably be reoffered to the public , at least in part . The court agreed that registration would have to be effected ...
... resale would make the president an underwriter . In an amicus curiae brief , the SEC pointed out that the stock would probably be reoffered to the public , at least in part . The court agreed that registration would have to be effected ...
Página 157
... resale due to the issuer's change of circumstances ? After Crowell - Collier and Gilligan , an SEC member concluded that " the happening or non - occurrence of an event in the affairs of the com- pany or within the industry of which the ...
... resale due to the issuer's change of circumstances ? After Crowell - Collier and Gilligan , an SEC member concluded that " the happening or non - occurrence of an event in the affairs of the com- pany or within the industry of which the ...
Página 158
... resale situation has been treated by the SEC is evident from the Commission's adoption of Rule 155 dealing with the resale of convertible securities . The rule goes even further in restricting resales of convertibles securities than ...
... resale situation has been treated by the SEC is evident from the Commission's adoption of Rule 155 dealing with the resale of convertible securities . The rule goes even further in restricting resales of convertibles securities than ...
Contenido
THE SECURITIES ACT OF 1933 | 3 |
A PUBLIC Offerings | 13 |
Edited Selections from San Francisco Meeting | 31 |
Derechos de autor | |
Otras 28 secciones no mostradas
Términos y frases comunes
2d Cir 48 Stat acquired corporation action amended annual report applicable assets banks Blue Sky Law broker broker-dealer Business Lawyer circumstances Commission's Company Act controlling person convertible securities counsel court Crowell-Collier dealer directors disclosure distribution effect Exchange Act Release Exchange Commission exemption fact Federal Securities Act filed financial statements Form Guild Films investment intent investors involved issue issuer liability ment merger NASD officers over-the-counter period private offering private placement problem profit proposed prospectus provisions proxy material proxy rules proxy statement public offering purchase purpose pursuant Ralston Purina registration statement resale Rule 133 transaction SEC Securities Act SEC Securities Exchange Section 16(b Section 4(1 Securities Act Release Securities and Exchange Securities Exchange Act security holders sell seller shareholders shares sold solicitation statute statutory stockholders substantial Supp supra note tion trading transfer underlying security underwriter UNIFORM COMMERCIAL CODE violation voting York Stock Exchange