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such payment or consideration is avail- course of such commerce, knowingly to able on proportionally equal terms to all induce or receive a discrimination in other customers competing in the distri- price which is prohibited by the forebution of such products or commodities. going provisions of this section.

(d) Prohibited discriminatory services (f) Purchases by schools, colleges, unior facilities. It is an unfair trade prac- versities, public libraries, churches, hostice for any member of the industry to pitals, and charitable institutions not opdiscriminate in favor of one purchaser erated for profit. The foregoing proviagainst another purchaser or purchasers' sions of this section relate to practices of a commodity bought for resale, with within the purview of the Robinson-Pator without processing, by contracting to man Antidiscrimination Act, which act furnish or furnishing, or by contributing and the application thereunder of this to the furnishing of, any services or facil- section are subject to the limitations exities connected with the processing, han- pressed in the amendment to such Robindling, sale, or offering for sale of such son-Patman Antidiscrimination Act, commodity so purchased upon terms not which amendment was approved May accorded to all purchasers on propor- 26, 1938, and reads as follows: tionally equal terms.

Be it enacted by the Senate and House (e) Inducing or receiving an illegal of Representatives of the United States of discrimination in price. It is an unfair America in Congress assembled, That nothtrade practice for any member of the ing in the Act approved June 19, 1936 (Pubindustry engaged in commerce,' in the

lic, Numbered 692, Seventy-fourth Congress,

second session), known as the Robinson* As here used, the word "commerce" means

Patman Antidiscrimination Act, shall apply "trade or commerce among the several States

to purchases of their supplies for their own and with foreign nations, or between the Dis

use by schools, colleges, universities, public trict of Columbia or any territory of the libraries, churches, hospitals, and charitable United States and any State, territory, or institutions not operated for profit. (52 Stat. foreign nation, or between any insular pos- .446; 15 U.S.C., 13c) sessions or other places under the jurisdiction of the United States, or between any such

[Rule 19) possession or place and any State or territory of the United States or the District of

$ 169.20 Aiding or abetting use of Columbia or any foreign nation, or within the

unfair trade practices. It is an unfair District of Columbia or any territory or any trade practice for any person to aid, abet, insular possession or other place under the

coerce, or induce another, directly or injurisdiction of the United States." (With respect to the Philippine Islands, the fore

directly to use or promote the use of any going is subject to such statutory limitations

unfair trade practice specified in the regas relate thereto.)

ulations in this part. (Rule 20)

1

TITLE 17—COMMODITY AND SECURITIES EXCHANGES

Part

Chapter 1-Commodity Exchange Authority (including Commodity Exchange

Commission) Department of Agriculture.. Chapter II—Securities and Exchange Commission.

149 200

CHAPTER 1-COMMODITY EXCHANGE AUTHORITY (INCLUDING COMMODITY EXCHANGE COMMISSION), DEPARTMENT OF AGRICULTURE

N. B.: Dates appearing in the citations of source of documents codified in this chapter, such as dates of issuance, approval, or effectiveness, are obtained from the original document. For general statutory provisions governing effective dates, validity, and constructive notice see section 7 of the Federal Register Act (49 Stat. 502; 44 U.S.C. 307) and sections 3 and 4 of the Administrative Procedure Act (60 Stat. 238; 5 U.S.C., Sup., 1002, 1003).

NOTE: Other regulations issued by the Department of Agriculture appear in Title 6, Title 7, Title 9, Title 23 Chapter II, and Title 29 Chapter IX.

ABBREVIATIONS: The following abbreviations are used in this chapter:
CFR Code of Federal Regulations
Stat. Statutes at Large
Supps. Supplements, Code of Federal Regulations
U.S.C. United States Code

Part 149 Organization, functions, and procedures of Commodity Exchange Commission.

[Added] 150 Orders of the Commodity Exchange Commission. [Note)

PART 149–ORGANIZATION, FUNCTIONS, AND PROCEDURES OF COMMODITY EXCHANGE COMMISSION (ADDED)

Subpart A-Organization Sec. 149.1 General. 1492 Office. 149.3 Availability of information and rec

ords. Subpart B-Functions and Procedures 149.10 Functions. 149.11 Procedures.

AUTHORITY: $ $ 149.1 to 149.11, inclusive, issued under sec. 12, 60 Stat. 244.

SOURCE: $ $ 149.1 to 149.11, inclusive, conta.ned in Regulations, Chairman, Commodity Exchange Commission, effective Sept. 11, 1946, 11 FR. 177A-390.

Subpart A-Organization $ 149.1 General. The Commodity Exchange Commission consists of the Secretary of Agriculture, Chairman, the

Secretary of Commerce, and the Attorney General (42 Stat. 998, as amended; 7 U.S.C. 2, 8). The Commission has no employees but operates through employees of the Commodity Exchange Authority, Production and Marketing Administration, United States Department of Agriculture (see Title 7, § 2322.1 (a), supra).

$ 149.2 Office. The office of the Commission is at Washington, D. C. Communications should be addressed to the Secretary of Agriculture, Chairman, Washington 25, D. C.

$ 149.3 Availability of information and records. Any person desiring information or desiring to make submittals or requests with respect to the functions of the Commission should address: Secretary of Agriculture, Chairman, Commodity Exchange Commission, Washington 25, D. C. The official records of the Commission relating to disciplinary proceedings and proceedings to exclude cooperative associations or corporations from membership in contract markets are available for examination at the Office of the Hearing Clerk, Office of the Solicitor, United States Department of Agriculture. Oficial records of the Commission relating to rule-m ng proceedings are available for examination at the office of the Administrator of the Commodity Exchange Act, Production and Marketing Administration, United States Department of Agriculture.

(b) Conducts hearings and fixes trading limits in connection with the sale of commodities for future delivery made on or subject to the rules of contract markets (17 CFR, Supps., 0.73–0.77).

(c) Hears and decides complaints filled by a contract market seeking to exclude from membership therein and privileges thereon any cooperative organization or corporation (17 CFR, Supps., 0.78–0.95).

(d) Hears and decides appeals from a refusal by the Secretary of Agriculture of designation of any board of trade as a contract market.

$ 149.11 Procedures. The procedure governing proceedings under $ 149.10 (a), (b), and (c) may be found in that part of the Code of Federal Regulations cited therein. Inquiries about procedure governing appeals from decisions of the Secretary of Agriculture under $ 149.10 (d) should be addressed to the Secretary of Agriculture, Chairman, Commodity Exchange Commission.

Subpart B-Functions and Procedures

$ 149.10 Functions. Pursuant to the provisions of the Commodity Exchange Act (42 Stat. 998, as amended; 7 U.S.C. 1-17a), the Commodity Exchange Commission:

(a) Initiates complaints, conducts administrative hearings, and issues cease and desist orders or suspension orders in connection with violations of the Commodity Exchange Act by any board of trade (commodity exchange) designated as a contract market, or any director, officer, agent, or employee thereof (17 CFR, Supps., 0.53–0.72).

PART 150-ORDERS OF THE COMMODITY EXCHANGE COMMISSION

NOTE: For proposed regulations under this part, see 11 FR. 19446.

CHAPTER II-SECURITIES AND EXCHANGE COMMISSION

N. B.: Dates appearing in the citations of source of documents codified in this chapter, such as dates of issuance, approval, or effectiveness, are obtained from the original document. For general statutory provisions governing effective dates, validity, and constructive notice see section 7 of the Federal Register Act (49 Stat. 502; 44 U.S.C. 307) and sections 3 and 4 of the Administrative Procedure Act (60 Stat. 238; 5 U.S.C., Sup., 1002, 1003).

Part 200 Organization of Commission; submittals and requests. (Added] 201 Rules of practice. [Revised] 202 Informal and other procedures. [Added] 210 Form and content of financial statements, Securities Act of 1933 and Securities

Exchange Act of 1934, and the Investment Company Act of 1940. (Amended] 211 Interpretative releases relating to accounting matters (accounting series re

leases). [Added] 230 General rules and regulations, Securities Act of 1933. (Amended] 231 Interpretative release relating to the Securities Act of 1933 and general rules

and regulations thereunder. (Added] 239 Forms prescribed under the Securities Act of 1933. (Revised] 240 Rules and regulations, Securities Exchange Act of 1934. (Amended) 241 Interpretative releases relating to the Securities Exchange Act of 1934 and

general rules and regulations thereunder. (Added] 249 Forms, Securities Exchange Act of 1934. (Revised] 259 Forms prescribed under the Public Utility Holding Company Act of 1935.

(Revised] 261 Interpretative releases relating to the Trust Indenture Act of 1939 and general

rules and regulations thereunder. [Added] 269 Forms prescribed under the Trust Indenture Act of 1939. (Revised] 270 Rules and regulations, Investment Company Act of 1940. (Amended] 271 Interpretative releases relating to the Investment Company Act of 1940 and

general rules and regulations thereunder. (Added] 274 Forms prescribed under the Investment Company Act of 1940. (Revised] 276 Interpretative releases relating to the Investment Advisers Act of 1940 and

general rules and regulations thereunder. [Added] 279 Forms prescribed under the Investment Advisers Act of 1940. (Revised] 281 Interpretative releases relating to corporate reorganizations under Chapter X

of the Bankruptcy Act. (Added]
ABBREVIATIONS: The following abbreviations are used in this chapter:
CFR

Code of Federal Regulations
PR Federal Register
S.E.C.

Securities Exchange Commission
Sec. Section
Stat. Statutes at Large
U.S.C. United States Code

PART 200_ORGANIZATION OF COM-
MISSION; SUBMITTALS AND RE-
QUESTS (ADDED]

Sec. 200.1 2002 200.3 200.4 200.5 200.6 200.7

General statement.
General organization.
Office of the Secretary.
Trial examiners.
Opinion Writing Office.
Office of the Solicitor.
Office of the Chief Accountant.

Sec.
200.8 Corporation Finance Division.
200.9 Trading and Exchange Division.
200.10 Public Utilities Division.
200.11 Administrative Division.
200.12 Personnel Office.
200.13 Budget and Fiscal Office.
200.14 Regional offices.
200.15 Information, requests, and sub-

mittals.
AUTHORITY: $$ 200.1 to 200.15, inclusive,
issued under secs. 19, 23, 48 Stat. 85, 901, as

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