Official Gazette, Volumen962000 |
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Resultados 1-5 de 24
Página ii
... Investment House 13 SECTIONS 4127Q - 4140Q ( Reserved ) .......... . B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION 4106Q Minimum Capitalization 13 SECTION 41410 Definition and Qualifications of Directors SECTION 4107Q ...
... Investment House 13 SECTIONS 4127Q - 4140Q ( Reserved ) .......... . B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION 4106Q Minimum Capitalization 13 SECTION 41410 Definition and Qualifications of Directors SECTION 4107Q ...
Página 10
... investment house , investment company , financing company , securities dealer / broker , lending investor , pawnshop , money broker , fund manager , cooperative , insurance company , non - stock savings and loan association and building ...
... investment house , investment company , financing company , securities dealer / broker , lending investor , pawnshop , money broker , fund manager , cooperative , insurance company , non - stock savings and loan association and building ...
Página 11
... investment house violating the provisions of this Subsection shall be subject to the sanctions provided in Sections 12 and 16 of P.D. No. 129 , as amended . $ 4101Q.3 Transactions not considered quasi - banking . The following shall not ...
... investment house violating the provisions of this Subsection shall be subject to the sanctions provided in Sections 12 and 16 of P.D. No. 129 , as amended . $ 4101Q.3 Transactions not considered quasi - banking . The following shall not ...
Página 12
... investment house and at least sixty percent ( 60 % ) of the voting stock in other non - bank financial intermediaries authorized to engage in quasi - banking functions ( NBQBs ) , shall be owned by citizens of the Philippines . In ...
... investment house and at least sixty percent ( 60 % ) of the voting stock in other non - bank financial intermediaries authorized to engage in quasi - banking functions ( NBQBs ) , shall be owned by citizens of the Philippines . In ...
Página 13
... Investment House . Applications for license as an investment house referred to the BSP by the Securities and Exchange Commission ( SEC ) pursuant to P.D. No. 129 shall be evaluated in accordance with the Guidelines to Evaluate Investment ...
... Investment House . Applications for license as an investment house referred to the BSP by the Securities and Exchange Commission ( SEC ) pursuant to P.D. No. 129 shall be evaluated in accordance with the Guidelines to Evaluate Investment ...
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amount and/or application appropriate supervising approved audit authorized to engage Bangko Sentral banks board of directors Bonds borrowings business days cash Certificate collateral Commission contract corporation credit accommodation deposit substitute derivatives activities engage in trust entity evidences of indebtedness examining department fees fiduciary business fiduciary or investment financial intermediary financial statements financing companies funds government securities hereof income institution's Institutions Q Regulations instruments Interbank interest Investment House investment management account investment management activities issuer liabilities liquidated damages loans long-term commercial papers Manual of Regulations maturity Metro Manila Monetary Board NBQB Non-Bank Financial Institutions NSSLA officers operations participating past due payment PCHC percent Philippines Portfolio prescribed principal Provided Q Regulations APP quasi-banking functions refer registration Regulations for Non-Bank Regulations Manual reports repurchase agreement reserve risk management rules and regulations Section stockholders submitted Subsec subsidiaries supervising and examining terms and conditions underwriting voting stock