Official Gazette, Volumen962000 |
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Página ii
... Applications 12 SECTION 4104Q Bangko Sentral Certificate of Authority 12 SECTION 4105Q Licensing of an Investment House 13 SECTIONS 4127Q - 4140Q ( Reserved ) .......... . B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION ...
... Applications 12 SECTION 4104Q Bangko Sentral Certificate of Authority 12 SECTION 4105Q Licensing of an Investment House 13 SECTIONS 4127Q - 4140Q ( Reserved ) .......... . B. CAPITALIZATION G. DIRECTORS , OFFICERS AND EMPLOYEES SECTION ...
Página iii
... applications .... 4151Q.5 Documentary requirements ...... 4151Q.6 Filing of applications .... 4151Q.7 Period with . in which to submit complete requirements 4151Q.8 Prohibition against operating without SEC license ...... SECTIONS 4152Q ...
... applications .... 4151Q.5 Documentary requirements ...... 4151Q.6 Filing of applications .... 4151Q.7 Period with . in which to submit complete requirements 4151Q.8 Prohibition against operating without SEC license ...... SECTIONS 4152Q ...
Página x
... Application 41515.2 Internal control system ..... 41515.3 Permit to operate .... 206 210 D. NET WORTH - TO - RISK ASSETS RATIO 211 SECTION 4116S Capital - to - Risk Assets . 206 SECTIONS 4152S - 4155S ( Reserved ) .............. 211 ...
... Application 41515.2 Internal control system ..... 41515.3 Permit to operate .... 206 210 D. NET WORTH - TO - RISK ASSETS RATIO 211 SECTION 4116S Capital - to - Risk Assets . 206 SECTIONS 4152S - 4155S ( Reserved ) .............. 211 ...
Página 9
... application for registration of business filed with the appropriate government agency . Q Regulations $ $ 41010.1.41012.2 96.12.31 engaged in the function ( s. Part 1 - Page 1 MARCH 27 , 2000 9 OFFICIAL GAZETTE A SCOPE OF AUTHORITY ...
... application for registration of business filed with the appropriate government agency . Q Regulations $ $ 41010.1.41012.2 96.12.31 engaged in the function ( s. Part 1 - Page 1 MARCH 27 , 2000 9 OFFICIAL GAZETTE A SCOPE OF AUTHORITY ...
Página 12
... Applications . Duly incorporated stock corporations possessing the foregoing qualifications and desiring to engage in quasibanking functions shall first obtain a Certificate of Authority from the Bangko Sentral ng Pilipinas ( BSP ) by ...
... Applications . Duly incorporated stock corporations possessing the foregoing qualifications and desiring to engage in quasibanking functions shall first obtain a Certificate of Authority from the Bangko Sentral ng Pilipinas ( BSP ) by ...
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Términos y frases comunes
amount and/or application appropriate supervising approved audit authorized to engage Bangko Sentral banks board of directors Bonds borrowings business days cash Certificate collateral Commission contract corporation credit accommodation deposit substitute derivatives activities engage in trust entity evidences of indebtedness examining department fees fiduciary business fiduciary or investment financial intermediary financial statements financing companies funds government securities hereof income institution's Institutions Q Regulations instruments Interbank interest Investment House investment management account investment management activities issuer liabilities liquidated damages loans long-term commercial papers Manual of Regulations maturity Metro Manila Monetary Board NBQB Non-Bank Financial Institutions NSSLA officers operations participating past due payment PCHC percent Philippines Portfolio prescribed principal Provided Q Regulations APP quasi-banking functions refer registration Regulations for Non-Bank Regulations Manual reports repurchase agreement reserve risk management rules and regulations Section stockholders submitted Subsec subsidiaries supervising and examining terms and conditions underwriting voting stock