Official Gazette, Volumen962000 |
Dentro del libro
Resultados 1-5 de 27
Página iv
... Underwriting of bonds . 4217Q.3 Compliance with SEC rules 4217Q.4 Notice to Bangko Sentral ... 42172.5 Minimum features 4217Q.6 Reserve requirement 4217Q.7 Inapplicability of certain regutions 35 35 36 36 SECTIONS 4218Q - 4230Q ...
... Underwriting of bonds . 4217Q.3 Compliance with SEC rules 4217Q.4 Notice to Bangko Sentral ... 42172.5 Minimum features 4217Q.6 Reserve requirement 4217Q.7 Inapplicability of certain regutions 35 35 36 36 SECTIONS 4218Q - 4230Q ...
Página vi
... Underwriting Exempted 58 SECTIONS 4384Q – 4385Q ( Reserved ) - 58 1. ( RESERVED ) SECTIONS 4386Q - 4390Q ( Reserved ) ............... 58 - J. OTHER OPERATIONS 58 SECTION 4391Q Purchase of Receivables and Other Obligations 4391Q.1 Yield ...
... Underwriting Exempted 58 SECTIONS 4384Q – 4385Q ( Reserved ) - 58 1. ( RESERVED ) SECTIONS 4386Q - 4390Q ( Reserved ) ............... 58 - J. OTHER OPERATIONS 58 SECTION 4391Q Purchase of Receivables and Other Obligations 4391Q.1 Yield ...
Página viii
... Underwriting by Investment Houses SECTIONS 4605Q - 4650Q ( Reserved ) B. SUNDRY PROVISIONS SECTION 4651Q Appreciation or Increase in Book Value of NBQB Premises and Other Fixed Assets ...... SECTION 4652Q Annual Fees on QuasiBanks ...
... Underwriting by Investment Houses SECTIONS 4605Q - 4650Q ( Reserved ) B. SUNDRY PROVISIONS SECTION 4651Q Appreciation or Increase in Book Value of NBQB Premises and Other Fixed Assets ...... SECTION 4652Q Annual Fees on QuasiBanks ...
Página 10
... underwriting fees , guarantees , fees , commissions , and service fees , principally from transactions in debt or ... underwritten by investment houses or traded by securities a O Regulations $$ 41012.2 - 41020 96.12.31 dealers / brokers ...
... underwriting fees , guarantees , fees , commissions , and service fees , principally from transactions in debt or ... underwritten by investment houses or traded by securities a O Regulations $$ 41012.2 - 41020 96.12.31 dealers / brokers ...
Página 11
... underwriter or trader : Provided , however , that in case of unsold debt instruments in a firm commitment underwriting , the underwriter shall be counted as a lender . e . Each buyer , assignee , and / or indorsee shall be counted in ...
... underwriter or trader : Provided , however , that in case of unsold debt instruments in a firm commitment underwriting , the underwriter shall be counted as a lender . e . Each buyer , assignee , and / or indorsee shall be counted in ...
Otras ediciones - Ver todas
Términos y frases comunes
amount and/or application appropriate supervising approved audit authorized to engage Bangko Sentral banks board of directors Bonds borrowings business days cash Certificate collateral Commission contract corporation credit accommodation deposit substitute derivatives activities engage in trust entity evidences of indebtedness examining department fees fiduciary business fiduciary or investment financial intermediary financial statements financing companies funds government securities hereof income institution's Institutions Q Regulations instruments Interbank interest Investment House investment management account investment management activities issuer liabilities liquidated damages loans long-term commercial papers Manual of Regulations maturity Metro Manila Monetary Board NBQB Non-Bank Financial Institutions NSSLA officers operations participating past due payment PCHC percent Philippines Portfolio prescribed principal Provided Q Regulations APP quasi-banking functions refer registration Regulations for Non-Bank Regulations Manual reports repurchase agreement reserve risk management rules and regulations Section stockholders submitted Subsec subsidiaries supervising and examining terms and conditions underwriting voting stock