| United States. Securities and Exchange Commission - 1955 - 144 páginas
...of assets by or to the issuer or any subsidiary, otherwise than in the ordinary course of business, state the cost of the assets to the purchaser and...seller within two years prior to the transaction. 3. The instruction to item 4 shall apply to this item. 4. No information need be given under this paragraph... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...of assets by or to the Issuer or any subsidiary, otherwise than in the ordinary course of business, state the cost of the assets to the purchaser and...if acquired by the seller within two years prior to to the transaction. 3. The instruction to Item 4 shall apply to this item. 4. No Information need be... | |
| 2002 - 1016 páginas
...recent fiscal year by the board of directors of the Fund; and (vi) If a Distribution Plan was or is to be terminated or not renewed for any reason, state...partner in a partnership, the proportionate interest of 197-053 D-8 such person in transactions to which the partnership is a party need not be set forth but... | |
| 1996 - 888 páginas
...transaction Involving the purchase or sale of assets by or to the investment adviser, or the Administrator, state the cost of the assets to the purchaser and...person as a partner in a partnership, the proportionate inter such person in transactions to whlc partnership is a party need not be set but state the amount... | |
| 1998 - 900 páginas
...transaction involving the purchase or sale of assets by or to the Investment adviser, or the Administrator, state the cost of the assets to the purchaser and...arises from the position of the person as a partner in i partnership, the proportionate interest of such person In transactions to which the partnership Is... | |
| 1960 - 294 páginas
...2. As to any transaction involving the purchase or sale of assets by or to the investment adviser, state the cost of the assets to the purchaser and...interest of any person arises from the position of such person as a partner in a partnership, the proportionate interest of such person in transactions... | |
| 1967 - 740 páginas
...assets by or to the registrant or any subsidiary, otherwise than in the ordinary course of business, state the cost of the assets to the purchaser and...seller within two years prior to the transaction. 3. This Item does not apply to any interest arising from the ownership of securities of (1) (2) (3) Title... | |
| 1979 - 1240 páginas
...sale of assets by or to the bank or any subsidiary, otherwise than in the ordinary course of business, state the cost of the assets to the purchaser and...seller within two years prior to the transaction. 3. This item does not apply to any Interest arising from the ownership of securities of the bank where... | |
| 1990 - 814 páginas
...two years prior to the transaction. 3. If the interest of any person arises from the position of such person as a partner in a partnership, the proportionate...the partnership is a party need not be set forth but the amount Involved in the transaction with the partnership shall be stated. 4. No information need... | |
| 1990 - 1038 páginas
...adviser, state the cost of the assets to the purchaser and the cost thereof to the seller if required by the seller within two years prior to the transaction....interest of any person arises from the position of such person as a partner in a partnership, the proportionate interest of such person in transactions... | |
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