 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading.... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...any national securities exchange — "(1 ) to employ any device, scheme, or artifice to defraud. "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material The order for hearing raises two principal questions : (a) Whether in the period from October 14, 1943,... | |
 | 1985 - 688 páginas
...78n(e), 78o(b), and 78w(a» [49 FR 13870, Apr. 9, 1984, as amended at 50 FR 8102, Feb. 28, 1985] §240.10b-5 Employment of manipulative and deceptive devices....circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which... | |
 | 2002 - 1016 páginas
...with an issuer tender offer: (i) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which operates or would operate as a fraud... | |
 | 1989 - 820 páginas
...407(e) of the National Housing Act of 1934 (12 USC 1730(e)) for any person, directly or intoectiy, (a) To employ any device, scheme or artifice to defraud,...statement of a material fact or to omit to state a fact necessary in order to §5630.12 make statements made, in light of the circumstances under which... | |
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... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
