 | United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...Employment of manipulative and deceptive devices.- — It shall be unlawful for any b-oker or dealer, directly or indirectly, by the use of any means or...instrumentality of interstate commerce, or of the mails, or of any facilitity of any national securities exchange, to use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...other fraudulent device or contrivance," as such term is used in section 15 (c) (1) of the Act. §240.10b-5. Employment of Manipulative and Deceptive Devices....or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - 1946 - 152 páginas
...fraudulent device or contrivance," as such term is used in section 15 (c) (1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices....or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...purchaser." Section 10 (b) of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, • • » • • "(b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...a fraud or deceit upon the purchaser." Section 10 provides in pertinent part: "It shall be unlawful for any person, directly or Indirectly, by the use...or of the mails, or of any facility of any national securities exchange — • * • • • "(b) To use or employ. In connection with the purchase or... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1951 - 862 páginas
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1950 - 856 páginas
...the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, to use or employ, In connection with the purchase or sale of any security otherwise... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
| |
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange. 
