To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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Página 3
... priorities , rights , or privileges of any security , or any exchange of any security for any other security or securi- ties , or partly for securities and partly for cash or other property ( other than a modification or exchange ...
... priorities , rights , or privileges of any security , or any exchange of any security for any other security or securi- ties , or partly for securities and partly for cash or other property ( other than a modification or exchange ...
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( 19 ) The term " Commission " means the Securities and Exchange Commission . ( 20 ) The term " Territory " means Alaska , Hawaii , Puerto Rico , the Canal Zone , the Virgin Islands , and the insular possessions of the United States .
( 19 ) The term " Commission " means the Securities and Exchange Commission . ( 20 ) The term " Territory " means Alaska , Hawaii , Puerto Rico , the Canal Zone , the Virgin Islands , and the insular possessions of the United States .
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( 4 ) A solicitation in respect of any note , draft , bill of exchange , or bankers ' acceptance , which had a maturity at the time of issuance of not exceeding nine months , exclusive of days of grace , or any renewal thereof the ...
( 4 ) A solicitation in respect of any note , draft , bill of exchange , or bankers ' acceptance , which had a maturity at the time of issuance of not exceeding nine months , exclusive of days of grace , or any renewal thereof the ...
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... or delivery after sale of any security , pursuant to a plan to which an effective declaration relates , in exchange for a security or securities of the class or classes to which such declaration relates , or partly in such exchange ...
... or delivery after sale of any security , pursuant to a plan to which an effective declaration relates , in exchange for a security or securities of the class or classes to which such declaration relates , or partly in such exchange ...
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... the restrictions on the sale , mort- gage , pledge , or exchange of the securities and of any property against which they evidence a claim , and on the composition and discharge of claims held by the security holders , and the right ...
... the restrictions on the sale , mort- gage , pledge , or exchange of the securities and of any property against which they evidence a claim , and on the composition and discharge of claims held by the security holders , and the right ...
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Términos y frases comunes
acceptance action administration agency agreement allowed amended amount apply appointed approval assents attorneys authorized bank bankruptcy bill bondholders bonds CHAIRMAN claims Commission Commissioner DOUGLAS connection Conservator corporation counsel court creditors debt debtor default deposit district dollar duties effective equity Exchange expenses fact fair Federal fees filed give given Government hearing houses individual interest investment investors involving issue issuer judge jurisdiction limitations MAPES matter means ment mortgage municipal necessary officers operations paid person petition practice present proceedings proposal protective committee provisions proxies question readjustment reason receiver referred regulations reorganization represent respect result rules Securities Act security holders situation solicitation statement stockholders subdivision thereof tion trustee underwriter United unless voluntary WOLVERTON
Pasajes populares
Página 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Página 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Página 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Página 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...
Información bibliográfica
| Título | To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
| Autor | United States. Congress. House. Committee on Interstate and Foreign Commerce |
| Publicado | 1937 |
| Largo | 562 páginas |
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