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" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Decisions and Reports - Página 66
por United States. Securities and Exchange Commission - 1957
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Decisions of the Comptroller General of the United States, Volumen71

United States. General Accounting Office - 1922 - 640 páginas
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent...intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late filing,...
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Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...liquidation. The final distribution will be made to stockholders not later than November 1, 1946. It is appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act to grant applicant the exemption hereinafter provided. Wherefore...
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955 - 1022 páginas
...order of exemption if we find that such exemption is necessary or appropriate in the public interestand consistent with the protection of investors and the...intended by the policy and provisions of the Act. We have held that this broad power must not be so freely applied that the basic objectives of the Act...
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...compliance with the provisions of the Act held that a temporary exemption will be granted as necessary or appropriate in the public Interest and consistent with the protection of Investors and the purposes of the Act APPEARANCES : Harry S. Carver, of the Investment Company Division of the Commission. Herbert...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...respective participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...transaction from any or all provisions of the Act to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...company . . . any security or other property (except securities of which the seller Is the Issuer) . . . protection of investors and the purposes fairly intended by the policy and provisions of this title." Section 6 (c) was inserted in the Act to take care of the exceptional situations and transactions...
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Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962 - 1022 páginas
...cause shown, may continue the exemption herein granted for such time as it may find it necessary or appropriate in the public interest and consistent with the protection of investors and the puropose fairly intended by the policy and provisions of the Act and in the event of the filing of...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 páginas
...connection with a proposed merger which cannot be consummated without the approval of stockholders 4, is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Investment Company Act. IT Is...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...or regulation thereunder, if and to the extent that the Commission finds such exemption necessary or appropriate in the public interest and consistent with the protection of investors. That is the one that has this awful broad sound. As I started to say before, this is the section which...
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