 SEC. 5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...  Decisions and Reports - Página 485por United States. Securities and Exchange Commission - 1957Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus...or "(2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 páginas
...a felony.8 We therefore find that Hays, an officer of the regis7 Section 5 (n) provides as follows: Unless a registration statement Is In effect as to...commerce, by any means or instruments of transportation, nny such security for the purpose of sale or for delivery after sale. • Sec. 38, Chapter 284, Public... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 páginas
...balance to his associates in the enterprise. Applicant was the recipient of 12 shares 'Section B (a) provides: Unless a registration statement is In effect...otherwise ; or (2) to carry or cause to be carried through tho malls or In Interstate commerce, by any means or Instruments of transportation, any such security... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus...or (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus...or (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...any means or instruments of transportation or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise." 4 Section 16 (e) (8) of the Exchange Act prohibits the use of the mails or Interstate facilities by... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 páginas
...means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus...or "(2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for... | |
| |
