 The Commission shall, after appropriate notice and opportunity for hearing, by order deny registration to or revoke the registration of any broker or dealer if it finds that such denial or revocation is in the public interest and that (1) such broker...  Decisions and Reports - Página 407por United States. Securities and Exchange Commission - 1957Vista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...(b) provides In part: "The Commission shall, after appropriate notice and opportunity for bearing, by order . . . revoke the registration of any broker or dealer If It flnd« that lucb . . . revocation Is In the public Interest and that (1) such broker or dealer . .... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 páginas
...Commission shall, after appropriate notice and opportunity for hearing, by order deny registration to or revoke the registration of any broker or dealer if it finds that such denial or revocation is in the public interest and that such broker or dealer or any person directly... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...violated Section 17 (a) of the Act and Eule 17a-5 thereunder. We further 'Section 15(b) provides In part: "The Commission shall, after appropriate notice and...broker or dealer If It finds that such . . . revocation U In the public Interest and (1) such broker or dealer . . . (D) has willfully violated any provision... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...15 (b) of the Act provides that the Commission shall, "after appropriate notice and opportunity for hearing, by order . . . revoke the registration of.... . revocation is in the public interest and that ... (2) any partner ... of such broker or dealer . . . whether prior or subsequent to becoming such... | |
 | United States. Securities and Exchange Commission - 1953 - 734 páginas
...Section 15 (b) provides In part : The Commission shall, after appropriate notice and opportunity for hearing, by order . . . revoke the registration of...broker or dealer If It finds that such . . . revocation In In the public interest and that (1) such broker or dealer whether prior or subsequent to becomlne... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...appropriate notice and opportunity for hearing, by order . . . revoke the registration of any broker ... If it finds that such . . . revocation is in the public interest and that (1) such broker . . . has willfully violated any provision of the Securities Act of 1933. as amended, or of this title,... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...Section 15 (b) provides in part: "The Commission shall, after appropriate notice and opportunity for hearing, by order . . . revoke the registration of any broker or dealer if it finds that such . . . rev-. ocation is in the public interest and that (1) such broker or dealer . . . (D) has willfully... | |
 | United States. Securities and Exchange Commission - 1956 - 1172 páginas
...Exchange Act provides in part: "The Commission shall, after appropriate notice and opportunity for hearing, by order . . . revoke the registration of any broker or dealer if it finds that auch . . . revocation a in the public interest and that (1) Buch broker or dealer . . . (D) has willfully... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...in part: "The Commission shall, after appropriate notice and opportunity for hearing, by ordw . . . revoke the registration of any broker or dealer if It finds that such . . . revocation If, IB the public interest and that (1) such broker or dealer . . . (D) has willfully violated any... | |
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